C000223769 Fees and Costs — Xtrackers S&P SmallCap 600 ESG ETF
Data updated: 2024-07-29
The net expense ratio is 0.15%. There are no sales loads or redemption fees. In fiscal 2023 the fund paid $2K in broker commissions, 0.0150% of average net assets, and portfolio turnover was 31%.
C000223769 Fees and Expenses
Annual operating expenses and sales charges of C000223769. Prospectus, as of December 31, 2023.
| Annual operating expenses | |
|---|---|
| Management fee | 0.15% |
| 12b-1 fee | — |
| Other expenses | 0.00% |
| Gross expense ratio | 0.15% |
| Fee waiver | — |
| Net expense ratio | 0.15% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | No |
C000223769 Costs Over Time
On $10,000 invested in C000223769, assuming 5% a year before costs, total costs come to $105 over 5 years, cutting the return by 0.17% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.15%) | $16 | $50 | $87 |
| Trading costs (broker commissions) | $2 | $5 | $9 |
| Lost growth on money paid in costs | $0 | $3 | $10 |
| Total costs | $17 | $57 | $105 |
| Value after costs | $10,483 | $11,519 | $12,658 |
| Impact on return, per year | 0.17% | 0.17% | 0.17% |
C000223769 Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending August 31, 2023.
- Explicit cost rate (commissions ÷ average net assets): 0.0150%
- Total broker commissions: $2K
- Bought from dealers (principal trades, not a cost): $4.2M
- Portfolio turnover (prospectus): 31%
- Securities on loan, average value: $460K
- Net income from securities lending: $1K (0.013% of average net assets)
C000223769 Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| GOLDMAN SACHS & CO. LLC | $828 | 51.43% |
| BOFA SECURITIES, INC. | $584 | 36.27% |
| UBS Securities LLC | $71 | 4.41% |
| J.P. Morgan Securities LLC | $53 | 3.29% |
| MORGAN STANLEY & CO. LLC | $42 | 2.61% |
| RBC CAPITAL MARKETS, LLC | $17 | 1.06% |
| CitiGroup Global Markets Inc. | $15 | 0.93% |
C000223769 Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| CITADEL SECURITIES LLC | $1.2M | 29.55% |
| RBC CAPITAL MARKETS LLC | $1.1M | 26.96% |
| The Bank of New York Mellon | $827K | 20.17% |
| BOFA SECURITIES, INC. | $304K | 7.41% |
| VIRTU AMERICAS LLC | $141K | 3.44% |
| MORGAN STANLEY & CO. LLC | $137K | 3.34% |
| GOLDMAN SACHS & CO. LLC | $132K | 3.21% |
| Jane Street Execution Services, LLC | $111K | 2.71% |
| SOUTH JERSEY INDUSTRIES, INC. | $79K | 1.92% |
| ARCONIC CORPORATION | $53K | 1.30% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.