C000198307 Fees and Costs — Voya Smallcap Opportunities Fund, Class P3
Data updated: 2022-10-27
The net expense ratio is 0.00%: a 1.00% management fee plus 1.23% other expenses, less a 2.23% fee waiver. There are no sales loads or redemption fees. In fiscal 2022 the fund paid $398K in broker commissions, 0.2454% of average net assets, and portfolio turnover was 190%.
C000198307 Fees and Expenses
Annual operating expenses and sales charges of C000198307. Prospectus, as of September 30, 2021.
| Annual operating expenses | |
|---|---|
| Management fee | 1.00% |
| 12b-1 fee | 0.00% |
| Other expenses | 1.23% |
| Gross expense ratio | 2.23% |
| Fee waiver | −2.23% |
| Net expense ratio | 0.00% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | No |
C000198307 Costs Over Time
On $10,000 invested in C000198307, assuming 5% a year before costs, total costs come to $156 over 5 years, cutting the return by 0.26% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.00%) | $0 | $0 | $0 |
| Trading costs (broker commissions) | $26 | $81 | $142 |
| Lost growth on money paid in costs | $0 | $4 | $14 |
| Total costs | $26 | $85 | $156 |
| Value after costs | $10,474 | $11,491 | $12,607 |
| Impact on return, per year | 0.26% | 0.26% | 0.26% |
C000198307 Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending May 31, 2022.
- Explicit cost rate (commissions ÷ average net assets): 0.2454%
- Total broker commissions: $398K
- Bought from dealers (principal trades, not a cost): $245.7M
- Portfolio turnover (prospectus): 190%
- Securities on loan, average value: $4.7M
- Net income from securities lending: $29K (0.018% of average net assets)
C000198307 Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| J.P. MORGAN SECURITIES LLC | $37K | 16.50% |
| BOFA SECURITIES, INC. | $34K | 15.13% |
| PIPER SANDLER & CO. | $34K | 15.12% |
| Cowen and Company, LLC | $28K | 12.60% |
| INSTINET, LLC | $21K | 9.26% |
| CREDIT SUISSE SECURITIES (USA) LLC | $16K | 7.28% |
| WELLS FARGO SECURITIES, LLC | $15K | 6.76% |
| RBC CAPITAL MARKETS, LLC | $15K | 6.64% |
| EVERCORE GROUP LLC | $12K | 5.38% |
| Needham & Company, LLC | $12K | 5.32% |
C000198307 Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| THE BANK OF NEW YORK MELLON | $242.3M | 98.60% |
| J.P. Morgan Securities LLC | $1.5M | 0.62% |
| MORGAN STANLEY & CO. LLC | $1.1M | 0.43% |
| BOFA SECURITIES, INC. | $768K | 0.31% |
| JEFFERIES LLC | $75K | 0.03% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.