C000169986 Fees and Costs — The Organics ETF
Data updated: 2020-03-25
The net expense ratio is 0.35%. There are no sales loads or redemption fees. In fiscal 2019 the fund paid $5K in broker commissions, 0.0509% of average net assets, and portfolio turnover was 33%.
C000169986 Fees and Expenses
Annual operating expenses and sales charges of C000169986. Prospectus, as of February 29, 2020.
| Annual operating expenses | |
|---|---|
| Management fee | 0.35% |
| 12b-1 fee | — |
| Other expenses | 0.00% |
| Gross expense ratio | 0.35% |
| Fee waiver | — |
| Net expense ratio | 0.35% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
C000169986 Costs Over Time
On $10,000 invested in C000169986, assuming 5% a year before costs, total costs come to $254 over 5 years, cutting the return by 0.42% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.35%) | $37 | $115 | $201 |
| Trading costs (broker commissions) | $5 | $17 | $29 |
| Lost growth on money paid in costs | $0 | $7 | $23 |
| Total costs | $42 | $139 | $254 |
| Value after costs | $10,458 | $11,438 | $12,509 |
| Impact on return, per year | 0.42% | 0.42% | 0.42% |
C000169986 Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2019.
- Explicit cost rate (commissions ÷ average net assets): 0.0509%
- Total broker commissions: $5K
- Bought from dealers (principal trades, not a cost): —
- Portfolio turnover (prospectus): 33%
- Securities on loan, average value: $1.2M
- Net income from securities lending: $108K (1.083% of average net assets)
C000169986 Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| BofA Securities, Inc. | $3K | 63.50% |
| RBC Capital Markets, LLC | $1K | 26.68% |
| Morgan Stanley & Co. LLC | $181 | 3.57% |
| BNP Paribas Securities Corp. | $145 | 2.86% |
| Investec Bank PLC | $59 | 1.16% |
| Citigroup Global Markets Inc. | $40 | 0.80% |
| ABG Sundal Collier Inc. | $35 | 0.68% |
| Credit Suisse Securities (USA) LLC | $24 | 0.47% |
| Virtu Itg LLC | $8 | 0.15% |
| Goldman Sachs & Co. LLC | $7 | 0.13% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.