C000166826 Fees and Costs — NYLI VP Wellington Small Cap Portfolio, Initial Class
Data updated: 2026-08-24
The net expense ratio is 0.75%: a 0.80% management fee plus 0.04% other expenses, less a 0.10% fee waiver. There are no sales loads or redemption fees. In fiscal 2025 the fund paid $277K in broker commissions, 0.0769% of average net assets, and portfolio turnover was 69%.
C000166826 Fees and Expenses
Annual operating expenses and sales charges of C000166826. Prospectus, as of December 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.80% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.04% |
| Gross expense ratio | 0.85% |
| Fee waiver | −0.10% |
| Net expense ratio | 0.75% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | No |
C000166826 Costs Over Time
On $10,000 invested in C000166826, assuming 5% a year before costs, total costs come to $519 over 5 years, cutting the return by 0.87% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.75%) | $79 | $246 | $428 |
| Trading costs (broker commissions) | $8 | $25 | $44 |
| Lost growth on money paid in costs | $0 | $13 | $48 |
| Total costs | $87 | $285 | $519 |
| Value after costs | $10,413 | $11,291 | $12,244 |
| Impact on return, per year | 0.87% | 0.87% | 0.87% |
C000166826 Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending December 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.0769%
- Total broker commissions: $277K
- Bought from dealers (principal trades, not a cost): $190.9M
- Portfolio turnover (prospectus): 69%
- Securities on loan, average value: $14.9M
- Net income from securities lending: $100K (0.028% of average net assets)
C000166826 Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Goldman Sachs & Co. LLC | $27K | 14.35% |
| Barclays Capital, Inc. | $24K | 12.68% |
| J.P. Morgan Securities LLC | $22K | 11.94% |
| Morgan Stanley & Co. LLC | $22K | 11.58% |
| Jefferies LLC | $21K | 10.95% |
| RBC Capital Markets, LLC | $18K | 9.66% |
| TD SECURITIES (USA) LLC | $16K | 8.37% |
| BTIG, LLC | $16K | 8.26% |
| BofA Securities, Inc. | $13K | 6.96% |
| UBS Securities LLC | $10K | 5.25% |
C000166826 Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| J.P. Morgan Securities LLC | $184.5M | 96.86% |
| Jefferies LLC | $1.6M | 0.84% |
| Morgan Stanley & Co. LLC | $945K | 0.50% |
| Stephens Inc. | $820K | 0.43% |
| Raymond James & Associates, Inc. | $691K | 0.36% |
| B. Riley FBR, Inc. | $484K | 0.25% |
| Truist Securities, Inc. | $414K | 0.22% |
| Goldman Sachs & Co. LLC | $390K | 0.20% |
| BofA Securities, Inc. | $350K | 0.18% |
| UBS Securities LLC | $292K | 0.15% |
NYLI VP Wellington Small Cap Portfolio Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| C000166826 | Initial Class | 0.75% | — |
| C000166827 | Service Class | 1.00% | — |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.