Xtrackers Japan JPX-Nikkei 400 Equity ETF
Data updated: 2022-04-26
C000152872 — Xtrackers Japan JPX-Nikkei 400 Equity ETF. Japan Multi-Cap / All-Cap Blend / Core Equity. Holdings, fees, performance and SEC filings.
C000152872 Fund Overview
Xtrackers Japan JPX-Nikkei 400 Equity ETF is a US ETF managed by Dbx ETF Trust, categorised as Japan Multi-Cap / All-Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US ETF
- Manager: Dbx ETF Trust
- Category: Japan Multi-Cap / All-Cap Blend / Core Equity
- Assets under management: $16.68M
- 1-year return: -5.2%
- SEC CIK: 0001503123
- SEC series ID: S000048446
- Share class ID: C000152872
C000152872 Investment Objective and Strategy
Xtrackers Japan JPX-Nikkei 400 Equity ETF describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Dbx ETF Trust.
Investment objective
Xtrackers Japan JPX-Nikkei 400 Equity ETF (the “Fund”) seeks investment results that correspond generally to the performance, before fees and expenses, of the JPX-Nikkei 400 Net Total Return Index (the “Underlying Index”).
Principal investment strategy
The Fund, using a passive or indexing investment approach, of the Underlying Index, which is designed to track the performance of equity securities of issuers who are primarily listed on the JASDAQ Stock Exchange (JASDAQ) or the following sections of the Tokyo Stock Exchange (TSE): the first section (for large companies), the second section (for middle-sized companies) and the Mothers (for high-growth and emerging stocks). The Fund uses a representative sampling indexing strategy in seeking to track the Underlying Index, meaning it generally will invest in a sample of securities in the index whose risk, return and other characteristics resemble the risk, return and other characteristics of the Underlying Index as a whole. The Underlying Index is comprised of the equity securities of the 400 highest scoring issuers listed on the JASDAQ and TSE, as measured in return on equity, cumulative operating profit and current market value.
The Fund will invest at least 80% of its total assets (but typically far more) in component securities (including depositary receipts in respect of such securities) of the Underlying Index. As of July 31, 2018, the Underlying Index consisted of 399 securities with an average market capitalization of approximately $11.11 billion and a minimum market capitalization of approximately $388 million. The Fund will normally invest at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in equity securities from Japanese issuers. As of July 31, 2018, the Underlying Index was solely comprised of issuers in Japan. The Fund will concentrate its investments (i.e., hold 25% or more of its total assets) in a particular industry or group of industries to the extent that its Underlying Index is concentrated.
As of July 31, 2018, a significant percentage of the Underlying Index was comprised of issuers in the industrials (22.6%) and consumer discretionary (18.0%) sectors.
C000152872 Performance
Total returns for C000152872 (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| 1 year | -5.2% |
| 3 years (annualised) | 8.3% |
C000152872 Risk Information
Risk metrics for C000152872, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 9.7%
C000152872 Costs and Fees
C000152872 costs about $9 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.09%
- Gross expense ratio: 0.09%
- Portfolio turnover: 25%
- Brokerage commissions: 0.76 bps of average net assets (SEC N-CEN)
C000152872 Cashflows
Over the 12 months to 2022-02, Xtrackers Japan JPX-Nikkei 400 Equity ETF had net inflows of $61.20M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2022-02 | $1.53M |
| 2022-01 | $0 |
| 2021-12 | $0 |
| 2021-11 | $1.61M |
| 2021-10 | $0 |
| 2021-09 | $0 |
C000152872 Debt Constituents
No individual debt constituents are reported in Xtrackers Japan JPX-Nikkei 400 Equity ETF's latest SEC N-PORT filing.
C000152872 Prospectus and SEC Filings
Official Xtrackers Japan JPX-Nikkei 400 Equity ETF filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2021-09-27
- Prospectus (485BPOS) — filed 2019-10-22
- Prospectus supplement (497) — filed 2021-02-08
- Portfolio holdings (N-PORT) — filed 2022-04-26
- Portfolio holdings (N-PORT) — filed 2022-01-21
- Portfolio holdings (N-PORT) — filed 2021-10-26
- Annual census (N-CEN) — filed 2021-08-11
- Annual census (N-CEN) — filed 2020-08-13
Related Funds
Other Japan Multi-Cap / All-Cap Blend / Core Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.