SmallCap Account
Data updated: 2026-08-25
C000152597 — SmallCap Account. United States Small Cap Blend / Core Equity · $197.96M AUM · 1.10% expense ratio. Holdings, fees, performance and SEC filings.
C000152597 Fund Overview
SmallCap Account is a US mutual fund managed by Principal Variable Contracts Funds Inc, categorised as United States Small Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Principal Variable Contracts Funds Inc
- Category: United States Small Cap Blend / Core Equity
- Assets under management: $197.96M
- 1-year return: 35.5%
- SEC CIK: 0000012601
- SEC series ID: S000007675
- Share class ID: C000152597
C000152597 Investment Objective and Strategy
SmallCap Account describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Principal Variable Contracts Funds Inc.
Investment objective
The Fund seeks long-term growth of capital.
Principal investment strategy
Under normal circumstances, the Fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies with small market capitalizations. For this Fund, companies with small market capitalizations are those with market capitalizations within the range of companies comprising the Russell 2000 Index (as of March 31, 2026, this was between approximately $3.3 million and $34.2 billion). Those managing the Funds investments seek to invest in securities of companies that they believe have improving and sustainable business fundamentals, rising investor expectations, and attractive relative valuations.
C000152597 Holdings
Top 10 holdings of SmallCap Account by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Principal Funds, Inc - Government Money Market Fund - Class R-6 | 3.61% |
| Old National Bancorp/IN | 1.71% |
| JFrog Ltd | 1.70% |
| EnerSys | 1.67% |
| Solaris Energy Infrastructure Inc | 1.65% |
| SiTime Corp | 1.62% |
| Cytokinetics Inc | 1.62% |
| UMB Financial Corp | 1.59% |
| Allegro MicroSystems Inc | 1.58% |
| Axsome Therapeutics Inc | 1.50% |
C000152597 Portfolio Allocation
Asset-class allocation of SmallCap Account by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 99.3% |
| Cash & Equivalents | 3.9% |
C000152597 Performance
Total returns for C000152597 (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 18.5% |
| 1 year | 35.5% |
| 3 years (annualised) | 14.8% |
| 5 years (annualised) | 5.8% |
C000152597 Risk Information
Risk metrics for C000152597, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 15.1%
C000152597 Costs and Fees
C000152597 costs about $110 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.10%
- Gross expense ratio: 1.10%
- Portfolio turnover: 37%
- Brokerage commissions: 7.92 bps of average net assets (SEC N-CEN)
C000152597 Cashflows
Over the 12 months to 2026-06, SmallCap Account had net outflows of $11.41M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-06 | −$2.28M |
| 2026-05 | −$2.20M |
| 2026-04 | −$897.95K |
| 2026-03 | −$1.40M |
| 2026-02 | −$999.79K |
| 2026-01 | −$2.42M |
C000152597 Debt Constituents
No individual debt constituents are reported in SmallCap Account's latest SEC N-PORT filing.
C000152597 Prospectus and SEC Filings
Official SmallCap Account filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2026-04-27
- Prospectus (485BPOS) — filed 2025-04-25
- Prospectus (485BPOS) — filed 2024-04-25
- Portfolio holdings (N-PORT) — filed 2026-08-25
- Portfolio holdings (N-PORT) — filed 2026-05-26
- Portfolio holdings (N-PORT) — filed 2026-02-23
- Annual census (N-CEN) — filed 2026-03-12
- Annual census (N-CEN) — filed 2025-03-14
Related Funds
Other United States Small Cap Blend / Core Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.