C000140443 Fees and Costs — AST Goldman Sachs Global Growth Allocation Portfolio
Data updated: 2020-05-27
The net expense ratio is 1.23% (1.90% before fee waivers). There are no sales loads or redemption fees. In fiscal 2019 the fund paid $4K in broker commissions, 0.0113% of average net assets, and portfolio turnover was 52%.
C000140443 Fees and Expenses
Annual operating expenses and sales charges of C000140443. Prospectus, as of April 30, 2019.
| Annual operating expenses | |
|---|---|
| Management fee | 0.78% |
| 12b-1 fee | 0.25% |
| Other expenses | 0.46% |
| Gross expense ratio | 1.90% |
| Fee waiver | −0.67% |
| Net expense ratio | 1.23% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | Yes |
C000140443 Costs Over Time
On $10,000 invested in C000140443, assuming 5% a year before costs, total costs come to $773 over 5 years, cutting the return by 1.30% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 1.23%) | $129 | $402 | $695 |
| Trading costs (broker commissions) | $1 | $4 | $6 |
| Lost growth on money paid in costs | $0 | $20 | $71 |
| Total costs | $130 | $426 | $773 |
| Value after costs | $10,370 | $11,150 | $11,990 |
| Impact on return, per year | 1.30% | 1.30% | 1.30% |
C000140443 Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending December 31, 2019.
- Explicit cost rate (commissions ÷ average net assets): 0.0113%
- Total broker commissions: $4K
- Bought from dealers (principal trades, not a cost): $18.4M
- Portfolio turnover (prospectus): 52%
- Securities on loan, average value: $1.1M
- Net income from securities lending: $15K (0.040% of average net assets)
C000140443 Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| BARCLAYS CAPITAL, INC. | $2K | 36.20% |
| CREDIT SUISSE SECURITIES (USA) LLC | $1K | 33.64% |
| CITIGROUP GLOBAL MARKETS INC. | $681 | 15.86% |
| CITADEL SECURITIES LLC | $400 | 9.32% |
| GOLDMAN SACHS & CO. LLC | $95 | 2.21% |
| BOFA SECURITIES, INC. | $87 | 2.02% |
| DEUTSCHE BANK SECURITIES INC. | $15 | 0.35% |
| UBS Securities LLC | $11 | 0.25% |
| J.P. Morgan Securities LLC | $6 | 0.14% |
C000140443 Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| Northern Trust Securities, Inc. | $18.4M | 100.00% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.