C000140440 Fees and Costs — AST T. Rowe Price Diversified Real Growth Portfolio
Data updated: 2023-03-16
The net expense ratio is 1.05% (1.31% before fee waivers). There are no sales loads or redemption fees. In fiscal 2022 the fund paid $12K in broker commissions, 0.0088% of average net assets, and portfolio turnover was 60%.
C000140440 Fees and Expenses
Annual operating expenses and sales charges of C000140440. Prospectus, as of April 30, 2022.
| Annual operating expenses | |
|---|---|
| Management fee | 0.73% |
| 12b-1 fee | 0.25% |
| Other expenses | 0.27% |
| Gross expense ratio | 1.31% |
| Fee waiver | −0.26% |
| Net expense ratio | 1.05% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | Yes |
C000140440 Costs Over Time
On $10,000 invested in C000140440, assuming 5% a year before costs, total costs come to $662 over 5 years, cutting the return by 1.11% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 1.05%) | $110 | $344 | $596 |
| Trading costs (broker commissions) | $1 | $3 | $5 |
| Lost growth on money paid in costs | $0 | $17 | $61 |
| Total costs | $111 | $364 | $662 |
| Value after costs | $10,389 | $11,212 | $12,101 |
| Impact on return, per year | 1.11% | 1.11% | 1.11% |
C000140440 Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending December 31, 2022.
- Explicit cost rate (commissions ÷ average net assets): 0.0088%
- Total broker commissions: $12K
- Bought from dealers (principal trades, not a cost): $6.0M
- Portfolio turnover (prospectus): 60%
- Securities on loan, average value: $2.1M
- Net income from securities lending: $6K (0.004% of average net assets)
C000140440 Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| MORGAN STANLEY & CO. LLC | $1K | 15.42% |
| BOFA SECURITIES, INC. | $996 | 14.13% |
| CITIGROUP GLOBAL MARKETS INC. | $790 | 11.21% |
| J.P. Morgan Securities LLC | $724 | 10.27% |
| GOLDMAN SACHS & CO. LLC | $707 | 10.03% |
| JEFFERIES LLC | $617 | 8.75% |
| UBS Securities LLC | $585 | 8.30% |
| Pershing LLC | $556 | 7.89% |
| RBC CAPITAL MARKETS, LLC | $494 | 7.01% |
| VIRTU AMERICAS LLC | $492 | 6.98% |
C000140440 Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| STONEX FINANCIAL INC. | $1.1M | 17.75% |
| J.P. Morgan Securities LLC | $997K | 16.84% |
| DEUTSCHE BANK SECURITIES, INC. | $959K | 16.21% |
| CAIS CAPITAL LLC | $896K | 15.14% |
| BMO CAPITAL MARKETS CORP. | $868K | 14.67% |
| NOMURA SECURITIES INTERNATIONAL, INC. | $390K | 6.59% |
| WELLS FARGO SECURITIES, LLC | $351K | 5.92% |
| GOLDMAN SACHS & CO. LLC | $224K | 3.78% |
| UBS SECURITIES LLC | $118K | 2.00% |
| BARCLAYS CAPITAL, INC. | $66K | 1.12% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.