C000132308 Fees and Costs — Transamerica Small Cap Core, Class A
Data updated: 2020-09-25
The net expense ratio is 1.30%: a 0.83% management fee, a 0.25% 12b-1 fee plus 0.31% other expenses, less a 0.09% fee waiver. This share class carries a maximum front-end sales load of 5.50%. In fiscal 2019 the fund paid $354K in broker commissions, 0.1837% of average net assets, and portfolio turnover was 94%.
C000132308 Fees and Expenses
Annual operating expenses and sales charges of C000132308. Prospectus, as of February 29, 2020.
| Annual operating expenses | |
|---|---|
| Management fee | 0.83% |
| 12b-1 fee | 0.25% |
| Other expenses | 0.31% |
| Gross expense ratio | 1.39% |
| Fee waiver | −0.09% |
| Net expense ratio | 1.30% |
| Sales charges | |
|---|---|
| Max front load | 5.50% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | Yes |
C000132308 Costs Over Time
On $10,000 invested in C000132308, assuming 5% a year before costs, total costs come to $1,571 over 5 years, cutting the return by 2.72% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Sales charges | $550 | $550 | $550 |
| Fund expenses (net expense ratio 1.30%) | $129 | $400 | $691 |
| Trading costs (broker commissions) | $18 | $57 | $98 |
| Lost growth on money paid in costs | $28 | $109 | $232 |
| Total costs | $725 | $1,116 | $1,571 |
| Value after costs | $9,775 | $10,460 | $11,192 |
| Impact on return, per year | 7.25% | 3.49% | 2.72% |
C000132308 Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2019.
- Explicit cost rate (commissions ÷ average net assets): 0.1837%
- Total broker commissions: $354K
- Bought from dealers (principal trades, not a cost): $896.8M
- Portfolio turnover (prospectus): 94%
- Securities on loan, average value: $6.6M
- Net income from securities lending: $59K (0.031% of average net assets)
C000132308 Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Robert W. Baird & Co. Incorporated | $181K | 51.04% |
| Abel Noser, LLC | $151K | 42.55% |
| Liquidnet, Inc. | $12K | 3.44% |
| Virtu Itg LLC | $6K | 1.63% |
| Instinet, LLC | $5K | 1.34% |
C000132308 Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| State Street Bank and Trust Company | $896.8M | 100.00% |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.