C000111288 Fees and Costs — Emerald Growth Fund, Class C
Data updated: 2026-07-13
The net expense ratio is 1.68% (1.70% before fee waivers). This share class carries a deferred sales charge of up to 1.00%. In fiscal 2026 the fund paid $732K in broker commissions, 0.0665% of average net assets, and portfolio turnover was 45%.
C000111288 Fees and Expenses
Annual operating expenses and sales charges of C000111288. Prospectus, as of August 31, 2025.
| Annual operating expenses | |
|---|---|
| Management fee | 0.61% |
| 12b-1 fee | 0.75% |
| Other expenses | 0.32% |
| Gross expense ratio | 1.70% |
| Fee waiver | −0.02% |
| Net expense ratio | 1.68% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | 1.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | Yes |
C000111288 Costs Over Time
On $10,000 invested in C000111288, assuming 5% a year before costs, total costs come to $1,076 over 5 years, cutting the return by 1.83% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Sales charges | $103 | $0 | $0 |
| Fund expenses (net expense ratio 1.68%) | $176 | $546 | $940 |
| Trading costs (broker commissions) | $7 | $22 | $37 |
| Lost growth on money paid in costs | $0 | $28 | $99 |
| Total costs | $287 | $596 | $1,076 |
| Value after costs | $10,213 | $10,980 | $11,687 |
| Impact on return, per year | 2.87% | 1.83% | 1.83% |
C000111288 Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending April 30, 2026.
- Explicit cost rate (commissions ÷ average net assets): 0.0665%
- Total broker commissions: $732K
- Bought from dealers (principal trades, not a cost): $68.3M
- Portfolio turnover (prospectus): 45%
- Securities lending: none during the year
C000111288 Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Jefferies | $173K | 29.68% |
| Royal Bank Of Canada | $158K | 27.02% |
| JPMorgan Chase | $48K | 8.17% |
| Piper Sandler | $36K | 6.23% |
| D.A. DAVIDSON & CO. | $33K | 5.57% |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | $31K | 5.31% |
| Bloomberg Tradebook | $30K | 5.19% |
| STURDIVANT & CO. INC | $29K | 4.96% |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | $23K | 3.96% |
| CRAIG-HALLUM CAPITAL GROUP LLC | $23K | 3.92% |
C000111288 Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| JEFFERIES LLC | $14.4M | 21.34% |
| JPMORGAN DISTRIBUTION SERVICES, INC. | $14.1M | 20.88% |
| MORGAN STANLEY | $13.6M | 20.14% |
| BARCLAYS CAPITAL INC. | $6.8M | 10.12% |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | $4.9M | 7.22% |
| Goldman Sachs | $3.4M | 5.10% |
| RBC CAPITAL MARKETS, LLC | $3.1M | 4.63% |
| KEEFE, BRUYETTE & WOODS, INC. | $2.9M | 4.35% |
| COWEN PRIME SERVICES LLC | $2.3M | 3.35% |
| OPPENHEIMER & CO. INC. | $1.9M | 2.87% |
Emerald Growth Fund Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| C000111289 | Institutional Class | 0.78% | none |
| C000111287 | Class A | 1.02% | 4.75% |
| C000111290 | Investor Class | 1.13% | none |
| C000111288 | Class C | 1.68% | none |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.