ClearBridge Small Cap Fund
Data updated: 2026-09-23
C000110734 — ClearBridge Small Cap Fund. United States Small Cap Growth Equity · $705.48M AUM. Holdings, fees, performance and SEC filings.
C000110734 Fund Overview
ClearBridge Small Cap Fund is a US mutual fund managed by Legg Mason Global Asset Management Trust, categorised as United States Small Cap Growth Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Legg Mason Global Asset Management Trust
- Category: United States Small Cap Growth Equity
- Assets under management: $705.48M
- 1-year return: 65.4%
- SEC CIK: 0001474103
- SEC series ID: S000036165
- Share class ID: C000110734
C000110734 Investment Objective and Strategy
ClearBridge Small Cap Fund describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Legg Mason Global Asset Management Trust.
Investment objective
Capital appreciation.
Principal investment strategy
Under normal circumstances, the fund invests at least 80% of its net assets plus borrowings for investment purposes, if any, in common stocks and other equity securities of small capitalization companies or in other investments that the portfolio managers believe have similar economic characteristics. (The fund does not currently intend to borrow for investment purposes.) Small capitalization companies are those companies whose market capitalizations at the time of investment do not exceed the highest month-end market capitalization value of any stock in the Russell 2000 Index (the Index) for the previous 12 months. Securities of companies whose market capitalizations no longer meet this definition after purchase by the fund still will be considered to be securities of small capitalization companies for the purposes of the funds 80% investment policy.
The size of companies in the Index changes with market conditions and composition of the Index. The fund may invest up to 20% of its net assets in equity securities of companies with larger market capitalizations. Under normal circumstances, the funds investments may include equity securities of companies that the portfolio managers consider to be special situations, at the time of purchase. The portfolio managers define special situations as companies undergoing unusual or possibly one-time developments that, in the opinion of the portfolio managers, make them attractive for investment. The fund will not invest more than 20% of its total assets in securities of companies that, at the time of investment, are involved in reorganizations or restructurings in connection with bankruptcy proceedings.
The portfolio managers follow a value discipline in selecting securities, and therefore seek to purchase securities at discounts to the portfolio managers assessment of their intrinsic value. The fund may invest in foreign equity securities, including securities of emerging market issuers.
C000110734 Holdings
Top 10 holdings of ClearBridge Small Cap Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| JPMorgan Trust I | 2.66% |
| Legg Mason Partners Institutional Trust | 2.66% |
| Murphy USA, Inc. | 2.22% |
| Matador Resources Company | 1.90% |
| Wintrust Financial Corp. | 1.69% |
| International Seaways, Inc. | 1.67% |
| Rush Enterprises, Inc. | 1.67% |
| Bank Ozk | 1.67% |
| Gatx Corp. | 1.62% |
| Columbia Banking System, Inc. | 1.53% |
C000110734 Portfolio Allocation
Asset-class allocation of ClearBridge Small Cap Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 98.2% |
| Cash & Equivalents | 5.3% |
C000110734 Performance
Total returns for C000110734 (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| 1 year | 65.4% |
C000110734 Risk Information
Risk metrics for C000110734, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 19.2%
C000110734 Costs and Fees
C000110734 costs about $136 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.36%
- Gross expense ratio: 1.38%
- Portfolio turnover: 33%
- Brokerage commissions: 8.91 bps of average net assets (SEC N-CEN)
C000110734 Cashflows
Over the 12 months to 2026-04, ClearBridge Small Cap Fund had net outflows of $58.82M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-04 | −$7.61M |
| 2026-03 | −$10.94M |
| 2026-02 | −$12.64M |
| 2026-01 | −$11.52M |
| 2025-12 | $42.01M |
| 2025-11 | −$8.42M |
C000110734 Debt Constituents
No individual debt constituents are reported in ClearBridge Small Cap Fund's latest SEC N-PORT filing.
C000110734 Prospectus and SEC Filings
Official ClearBridge Small Cap Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2026-02-24
- Prospectus (485BPOS) — filed 2025-02-21
- Prospectus supplement (497) — filed 2024-04-01
- Portfolio holdings (N-PORT) — filed 2026-09-23
- Portfolio holdings (N-PORT) — filed 2026-06-22
- Portfolio holdings (N-PORT) — filed 2026-03-26
- Annual census (N-CEN) — filed 2026-01-09
- Annual census (N-CEN) — filed 2025-01-10
Related Funds
Other United States Small Cap Growth Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.