C000109944 Fees and Costs — Columbia Convertible Securities Fund, Class R
Data updated: 2026-07-29
The net expense ratio is 1.33%: a 0.76% management fee, a 0.50% 12b-1 fee plus 0.13% other expenses, less a 0.06% fee waiver. There are no sales loads or redemption fees. In fiscal 2026 the fund paid $55K in broker commissions, 0.0041% of average net assets, and portfolio turnover was 72%.
C000109944 Fees and Expenses
Annual operating expenses and sales charges of C000109944. Prospectus, as of June 30, 2023.
| Annual operating expenses | |
|---|---|
| Management fee | 0.76% |
| 12b-1 fee | 0.50% |
| Other expenses | 0.13% |
| Gross expense ratio | 1.39% |
| Fee waiver | −0.06% |
| Net expense ratio | 1.33% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | No |
C000109944 Costs Over Time
On $10,000 invested in C000109944, assuming 5% a year before costs, total costs come to $829 over 5 years, cutting the return by 1.40% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 1.33%) | $140 | $434 | $750 |
| Trading costs (broker commissions) | $0 | $1 | $2 |
| Lost growth on money paid in costs | $0 | $22 | $76 |
| Total costs | $140 | $457 | $829 |
| Value after costs | $10,360 | $11,119 | $11,934 |
| Impact on return, per year | 1.40% | 1.40% | 1.40% |
C000109944 Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending February 28, 2026.
- Explicit cost rate (commissions ÷ average net assets): 0.0041%
- Total broker commissions: $55K
- Bought from dealers (principal trades, not a cost): $5.5B
- Portfolio turnover (prospectus): 72%
- Securities lending: none during the year
C000109944 Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| Barclays Capital Inc. | $16K | 29.57% |
| Jefferies LLC | $16K | 28.21% |
| TD Securities (USA) LLC | $8K | 14.81% |
| Morgan Stanley & Co. LLC | $6K | 10.75% |
| J.P. Morgan Securities LLC | $4K | 7.44% |
| Citigroup Global Markets Inc. | $2K | 3.63% |
| Oppenheimer & Co. Inc. | $927 | 1.68% |
| Goldman Sachs & Co. LLC | $900 | 1.63% |
| Liquidnet, Inc. | $878 | 1.59% |
| Proof Services LLC | $383 | 0.69% |
C000109944 Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| J.P. Morgan Securities LLC | $1.2B | 24.19% |
| Barclays Capital Inc. | $830.8M | 16.30% |
| Jefferies LLC | $725.4M | 14.23% |
| Citigroup Global Markets Inc. | $653.1M | 12.81% |
| Goldman Sachs & Co. LLC | $489.6M | 9.61% |
| Morgan Stanley & Co. LLC | $368.3M | 7.23% |
| TD Securities (USA) LLC | $234.2M | 4.59% |
| Wells Fargo Securities, LLC | $197.3M | 3.87% |
| Nomura Securities International, Inc. | $188.1M | 3.69% |
| Santander Securities LLC | $177.2M | 3.48% |
Columbia Convertible Securities Fund Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| CSFYX | Institutional 3 Class | 0.75% | none |
| COCRX | Institutional 2 Class | 0.80% | none |
| NCIAX | Institutional Class | 0.84% | none |
| NCIDX | Class S | 0.84% | none |
| PACIX | Class A | 1.09% | 5.75% |
| C000109944 | Class R | 1.33% | none |
| PHIKX | Class C | 1.84% | none |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.