TOPS Managed Risk Growth ETF Portfolio

Data updated: 2026-05-28

C000097936 — TOPS Managed Risk Growth ETF Portfolio data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. United States Multi-Cap / All-Cap Blend / Core Equity · $161.21M AUM · 0.50% expense ratio · 14.1% 1-yr return. From SEC regulatory filings.

C000097936 Fund Overview

TOPS Managed Risk Growth ETF Portfolio is a US mutual fund managed by Northern Lights Variable Trust, categorised as United States Multi-Cap / All-Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.

  • Type: US mutual fund
  • Manager: Northern Lights Variable Trust
  • Category: United States Multi-Cap / All-Cap Blend / Core Equity
  • Assets under management: $161.21M
  • 1-year return: 14.1%
  • SEC CIK: 0001352621
  • SEC series ID: S000031509
  • Share class ID: C000097936

C000097936 Holdings

Top 10 holdings of TOPS Managed Risk Growth ETF Portfolio by percentage of net assets, from the fund's latest SEC N-PORT filing.

Holding% of net assets
Vanguard Index Funds19.05%
Vanguard Tax Managed Funds15.50%
Short-Term Invts T10.98%
SPDR Series Trust9.95%
SPDR Series Trust5.42%
SPDR Series Trust4.57%
SPDR Series Trust4.50%
Vanguard International Equity Index Funds3.65%
Ishares Inc3.64%
Flexshares Trust3.61%

View all C000097936 holdings

C000097936 Portfolio Allocation

Asset-class allocation of TOPS Managed Risk Growth ETF Portfolio by percentage of net assets, from the latest SEC N-PORT filing.

Asset classAllocation
Equity88.7%
Cash & Equivalents11.0%

C000097936 Performance

Total returns for C000097936 (as of 2026-08-01), from SEC filings.

PeriodTotal return
YTD0.9%
1 year14.1%
3 years (annualised)9.8%
5 years (annualised)4.8%

C000097936 Risk Information

Risk metrics for C000097936, derived from monthly returns in SEC filings.

  • 1-year volatility (annualised): 9.3%

C000097936 Costs and Fees

C000097936 costs about $50 per $10,000 invested per year in fund expenses.

  • Net expense ratio: 0.50%
  • Gross expense ratio: 0.50%
  • Portfolio turnover: 6%
  • Brokerage commissions: 0.32 bps of average net assets (SEC N-CEN)

C000097936 Cashflows

Over the 12 months to 2026-03, TOPS Managed Risk Growth ETF Portfolio had net outflows of $14.67M, from monthly SEC N-PORT filings.

MonthNet flow
2026-03−$1.60M
2026-02−$2.34M
2026-01−$1.39M
2025-12−$1.25M
2025-11$2.18M
2025-10−$1.90M

C000097936 Debt Constituents

No individual debt constituents are reported in TOPS Managed Risk Growth ETF Portfolio's latest SEC N-PORT filing.

C000097936 Prospectus and SEC Filings

Official TOPS Managed Risk Growth ETF Portfolio filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.

Related Funds

Other United States Multi-Cap / All-Cap Blend / Core Equity funds tracked on ABC INVEST:

Data Sources

ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.