TOPS Managed Risk Moderate Growth ETF Portfolio
Data updated: 2026-05-28
C000097934 — TOPS Managed Risk Moderate Growth ETF Portfolio data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. United States Multi-Cap / All-Cap Blend / Core Equity · $102.37M AUM · 0.50% expense ratio · 11.5% 1-yr return. From SEC regulatory filings.
C000097934 Fund Overview
TOPS Managed Risk Moderate Growth ETF Portfolio is a US mutual fund managed by Northern Lights Variable Trust, categorised as United States Multi-Cap / All-Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Northern Lights Variable Trust
- Category: United States Multi-Cap / All-Cap Blend / Core Equity
- Assets under management: $102.37M
- 1-year return: 11.5%
- SEC CIK: 0001352621
- SEC series ID: S000031508
- Share class ID: C000097934
C000097934 Holdings
Top 10 holdings of TOPS Managed Risk Moderate Growth ETF Portfolio by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Vanguard Index Funds | 16.36% |
| Vanguard Tax Managed Funds | 11.90% |
| Short-Term Invts T | 11.28% |
| SPDR Series Trust | 8.00% |
| SPDR Series Trust | 7.25% |
| Vanguard Malvern Funds | 5.34% |
| iShares Trust | 4.45% |
| Vanguard International Equity Index Funds | 3.65% |
| SPDR Series Trust | 3.62% |
| Flexshares Trust | 3.61% |
C000097934 Portfolio Allocation
Asset-class allocation of TOPS Managed Risk Moderate Growth ETF Portfolio by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 88.5% |
| Cash & Equivalents | 11.3% |
C000097934 Performance
Total returns for C000097934 (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 0.7% |
| 1 year | 11.5% |
| 3 years (annualised) | 8.9% |
| 5 years (annualised) | 4.3% |
C000097934 Risk Information
Risk metrics for C000097934, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 7.9%
C000097934 Costs and Fees
C000097934 costs about $50 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.50%
- Gross expense ratio: 0.50%
- Portfolio turnover: 10%
- Brokerage commissions: 0.38 bps of average net assets (SEC N-CEN)
C000097934 Cashflows
Over the 12 months to 2026-03, TOPS Managed Risk Moderate Growth ETF Portfolio had net outflows of $7.45M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-03 | −$323.80K |
| 2026-02 | −$908.40K |
| 2026-01 | −$788.22K |
| 2025-12 | −$1.14M |
| 2025-11 | $3.03M |
| 2025-10 | −$720.34K |
C000097934 Debt Constituents
No individual debt constituents are reported in TOPS Managed Risk Moderate Growth ETF Portfolio's latest SEC N-PORT filing.
C000097934 Prospectus and SEC Filings
Official TOPS Managed Risk Moderate Growth ETF Portfolio filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other United States Multi-Cap / All-Cap Blend / Core Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.