C000097933 Performance — TOPS Managed Risk Balanced ETF Portfolio, Class 1
Data updated: 2026-08-24
C000097933 returned +7.01% year to date and +13.91% over one year to Jun 2026. Annualised returns are +9.15% over 3 years and +4.19% over 5 years. The fund trailed its US Multi-Cap Blend category average: $100 invested three years ago grew to $130, against $143 for the category, and to $114 over one year, against $116. Volatility over the past three years was 7.42% a year. In the 12 months to Jun 2026 the fund lost a net $1.5M, and assets reached $62.02M.
C000097933 Growth of $100
What $100 invested in TOPS Managed Risk Balanced ETF Portfolio grew to, compounded from monthly returns reported on SEC Form N-PORT, against the US Multi-Cap Blend category average over the same months.
| Period | C000097933 | Category average |
|---|---|---|
| 1 year (Jul 2025 – Jun 2026) | $114 | $116 |
| 3 years (Jul 2023 – Jun 2026) | $130 | $143 |
| 5 years (Jul 2021 – Jun 2026) | $123 | $136 |
| Since data start (Jul 2019 – Jun 2026) | $146 | $173 |
C000097933 Trailing Returns
Total returns to Jun 2026, from SEC N-PORT.
| Period | Total return |
|---|---|
| YTD | +7.01% |
| 1 year | +13.91% |
| 3 years (annualised) | +9.15% |
| 5 years (annualised) | +4.19% |
C000097933 Annual Returns
Calendar-year total returns of TOPS Managed Risk Balanced ETF Portfolio, compounded from monthly SEC N-PORT returns. Partial years show the months covered.
| Year | Total return |
|---|---|
| 2026 (Jan–Jun) | +7.01% |
| 2025 | +9.35% |
| 2024 | +6.37% |
| 2023 | +9.49% |
| 2022 | −11.77% |
| 2021 | +8.79% |
| 2020 | +6.16% |
| 2019 (Jul–Dec) | +5.10% |
C000097933 Monthly Returns
Monthly total returns as reported on SEC Form N-PORT.
| Year | Jan | Feb | Mar | Apr | May | Jun | Jul | Aug | Sep | Oct | Nov | Dec |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026 | +2.3% | +2.1% | −3.6% | +4.2% | +1.8% | +0.2% | — | — | — | — | — | — |
| 2025 | +1.8% | +0.2% | −1.4% | −2.1% | +1.7% | +2.6% | +0.3% | +2.4% | +1.6% | +0.7% | +0.8% | +0.5% |
| 2024 | −0.7% | +1.4% | +2.1% | −2.4% | +2.6% | +0.4% | +2.6% | +1.0% | +1.7% | −2.0% | +2.5% | −2.8% |
| 2023 | +3.9% | −2.3% | +1.2% | +0.7% | −1.6% | +3.1% | +2.1% | −1.7% | −2.8% | −1.9% | +4.9% | +4.2% |
| 2022 | −2.9% | −0.9% | −0.5% | −3.9% | +0.6% | −3.8% | +2.8% | −2.5% | −4.0% | +1.3% | +3.3% | −1.7% |
| 2021 | 0.0% | +1.6% | +1.2% | +2.2% | +1.1% | +0.3% | +0.4% | +0.9% | −2.2% | +2.2% | −1.5% | +2.3% |
| 2020 | −0.9% | −3.8% | −5.0% | +2.8% | +2.3% | +0.7% | +2.3% | +2.2% | −1.7% | −1.1% | +5.9% | +2.8% |
| 2019 | — | — | — | — | — | — | 0.0% | −0.7% | +1.2% | +1.4% | +1.0% | +2.1% |
C000097933 Risk
Risk measures from monthly returns over Jul 2023 – Jun 2026.
- 3-year volatility (annualised): 7.42%
- 3-year Sharpe ratio: 0.63 (vs 4.5% risk-free rate)
- Best month: +4.88% (Nov 2023)
- Worst month: −3.62% (Mar 2026)
C000097933 Fund Flows
Monthly money in and out of TOPS Managed Risk Balanced ETF Portfolio, from SEC Form N-PORT.
- 12-month net flow: −$1.5M
- 12-month gross sales (incl. reinvestments): $7.3M
- Sales ÷ redemptions: 0.83×
| Month | Sales | Redemptions | Net flow |
|---|---|---|---|
| Jun 2026 | $209K | $462K | −$253K |
| May 2026 | $163K | $684K | −$521K |
| Apr 2026 | $1.1M | $790K | $338K |
| Mar 2026 | $1.4M | $581K | $834K |
| Feb 2026 | $164K | $488K | −$324K |
| Jan 2026 | $1.1M | $1.5M | −$363K |
| Dec 2025 | $219K | $493K | −$273K |
| Nov 2025 | $1.9M | $842K | $1.1M |
| Oct 2025 | $260K | $636K | −$375K |
| Sep 2025 | $277K | $963K | −$685K |
| Aug 2025 | $327K | $440K | −$113K |
| Jul 2025 | $100K | $875K | −$776K |
C000097933 Assets Under Management
Net assets of TOPS Managed Risk Balanced ETF Portfolio by report date, from SEC N-PORT filings.
| Report date | Net assets |
|---|---|
| 2026-06-30 | $62.02M |
| 2026-03-31 | $58.79M |
| 2025-12-31 | $58.25M |
| 2025-09-30 | $58.33M |
| 2025-06-30 | $57.49M |
| 2025-03-31 | $57.66M |
| 2024-12-31 | $57.37M |
| 2024-09-30 | $61.10M |
| 2024-06-30 | $61.28M |
| 2024-03-31 | $62.43M |
| 2023-12-31 | $61.53M |
| 2023-09-30 | $56.33M |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.