TOPS Managed Risk Balanced ETF Portfolio
Data updated: 2026-05-28
C000097932 — TOPS Managed Risk Balanced ETF Portfolio data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. United States Multi-Cap / All-Cap Blend / Core Equity · $58.79M AUM · 0.76% expense ratio · 9.1% 1-yr return. From SEC regulatory filings.
C000097932 Fund Overview
TOPS Managed Risk Balanced ETF Portfolio is a US mutual fund managed by Northern Lights Variable Trust, categorised as United States Multi-Cap / All-Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Northern Lights Variable Trust
- Category: United States Multi-Cap / All-Cap Blend / Core Equity
- Assets under management: $58.79M
- 1-year return: 9.1%
- SEC CIK: 0001352621
- SEC series ID: S000031507
- Share class ID: C000097932
C000097932 Holdings
Top 10 holdings of TOPS Managed Risk Balanced ETF Portfolio by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Short-Term Invts T | 11.44% |
| Vanguard Malvern Funds | 10.69% |
| Vanguard Tax Managed Funds | 8.25% |
| Vanguard Index Funds | 8.19% |
| iShares Trust | 7.19% |
| SPDR Series Trust | 6.33% |
| SPDR Series Trust | 6.24% |
| SPDR Series Trust | 4.52% |
| Vanguard Scottsdale Funds | 4.47% |
| SPDR Series Trust | 3.63% |
C000097932 Portfolio Allocation
Asset-class allocation of TOPS Managed Risk Balanced ETF Portfolio by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 88.4% |
| Cash & Equivalents | 11.4% |
C000097932 Performance
Total returns for C000097932 (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 0.7% |
| 1 year | 9.1% |
| 3 years (annualised) | 7.4% |
| 5 years (annualised) | 3.4% |
C000097932 Risk Information
Risk metrics for C000097932, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 6.6%
C000097932 Costs and Fees
C000097932 costs about $76 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.76%
- Gross expense ratio: 0.76%
- Portfolio turnover: 10%
- Brokerage commissions: 0.36 bps of average net assets (SEC N-CEN)
C000097932 Cashflows
Over the 12 months to 2026-03, TOPS Managed Risk Balanced ETF Portfolio had net outflows of $2.33M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-03 | $833.98K |
| 2026-02 | −$324.15K |
| 2026-01 | −$363.22K |
| 2025-12 | −$273.41K |
| 2025-11 | $1.05M |
| 2025-10 | −$375.49K |
C000097932 Debt Constituents
No individual debt constituents are reported in TOPS Managed Risk Balanced ETF Portfolio's latest SEC N-PORT filing.
C000097932 Prospectus and SEC Filings
Official TOPS Managed Risk Balanced ETF Portfolio filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other United States Multi-Cap / All-Cap Blend / Core Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.