C000097926 Fees and Costs — TOPS Moderate Growth ETF Portfolio, Class 1
Data updated: 2026-08-24
The net expense ratio is 0.29%. There are no sales loads or redemption fees. In fiscal 2025 the fund paid $10K in broker commissions, 0.0047% of average net assets, and portfolio turnover was 8%.
C000097926 Fees and Expenses
Annual operating expenses and sales charges of C000097926. Prospectus, as of April 30, 2026.
| Annual operating expenses | |
|---|---|
| Management fee | 0.10% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.11% |
| Gross expense ratio | 0.29% |
| Fee waiver | — |
| Net expense ratio | 0.29% |
| Sales charges | |
|---|---|
| Max front load | — |
| Max deferred load | — |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | No |
| Fees waived or reduced during the year | No |
| Waived fees subject to recoupment | No |
C000097926 Costs Over Time
On $10,000 invested in C000097926, assuming 5% a year before costs, total costs come to $187 over 5 years, cutting the return by 0.31% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.29%) | $30 | $96 | $167 |
| Trading costs (broker commissions) | $0 | $2 | $3 |
| Lost growth on money paid in costs | $0 | $5 | $17 |
| Total costs | $31 | $102 | $187 |
| Value after costs | $10,469 | $11,474 | $12,576 |
| Impact on return, per year | 0.31% | 0.31% | 0.31% |
C000097926 Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending December 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.0047%
- Total broker commissions: $10K
- Bought from dealers (principal trades, not a cost): —
- Portfolio turnover (prospectus): 8%
- Securities on loan, average value: $12.1M
- Net income from securities lending: $56K (0.027% of average net assets)
C000097926 Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| JANE STREET | $5K | 52.50% |
| MESIROW FINANCIAL | $2K | 24.35% |
| STONEX FINANCIAL | $2K | 23.14% |
TOPS Moderate Growth ETF Portfolio Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| C000097926 | Class 1 | 0.29% | — |
| C000097927 | Class 2 | 0.53% | — |
| C000211502 | Service Class | 0.59% | — |
| C000158837 | Investor Class | 0.78% | — |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.