TOPS Balanced ETF Portfolio
Data updated: 2026-05-29
C000097924 — TOPS Balanced ETF Portfolio data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. United States Multi-Cap / All-Cap Blend / Core Equity · $156.75M AUM · 0.29% expense ratio · 13.3% 1-yr return. From SEC regulatory filings.
C000097924 Fund Overview
TOPS Balanced ETF Portfolio is a US mutual fund managed by Northern Lights Variable Trust, categorised as United States Multi-Cap / All-Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Northern Lights Variable Trust
- Category: United States Multi-Cap / All-Cap Blend / Core Equity
- Assets under management: $156.75M
- 1-year return: 13.3%
- SEC CIK: 0001352621
- SEC series ID: S000031503
- Share class ID: C000097924
C000097924 Holdings
Top 10 holdings of TOPS Balanced ETF Portfolio by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Vanguard Malvern Funds | 11.84% |
| Vanguard Tax Managed Funds | 9.14% |
| Vanguard Index Funds | 9.12% |
| iShares Trust | 7.97% |
| SPDR Series Trust | 7.01% |
| SPDR Series Trust | 6.91% |
| SPDR Series Trust | 5.07% |
| Vanguard Scottsdale Funds | 4.95% |
| SPDR Series Trust | 4.05% |
| iShares Trust | 4.01% |
C000097924 Portfolio Allocation
Asset-class allocation of TOPS Balanced ETF Portfolio by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 98.0% |
| Cash & Equivalents | 2.1% |
C000097924 Performance
Total returns for C000097924 (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 0.9% |
| 1 year | 13.3% |
| 3 years (annualised) | 9.6% |
| 5 years (annualised) | 5.3% |
C000097924 Risk Information
Risk metrics for C000097924, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 5.9%
C000097924 Costs and Fees
C000097924 costs about $29 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.29%
- Gross expense ratio: 0.29%
- Portfolio turnover: 9%
- Brokerage commissions: 0.46 bps of average net assets (SEC N-CEN)
C000097924 Cashflows
Over the 12 months to 2026-03, TOPS Balanced ETF Portfolio had net inflows of $17.19M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-03 | $620.89K |
| 2026-02 | $2.37M |
| 2026-01 | −$142.51K |
| 2025-12 | $3.54M |
| 2025-11 | $5.22M |
| 2025-10 | $1.14M |
C000097924 Debt Constituents
No individual debt constituents are reported in TOPS Balanced ETF Portfolio's latest SEC N-PORT filing.
C000097924 Prospectus and SEC Filings
Official TOPS Balanced ETF Portfolio filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other United States Multi-Cap / All-Cap Blend / Core Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.