C000078116 Holdings — Small-Cap Index Portfolio

All 500 reported holdings of Small-Cap Index Portfolio (C000078116) by percentage of net assets, from the fund's latest SEC N-PORT filing.

Holding% of net assetsValue (USD)
Clear Street4.62%$35.50M
Swib2.11%$16.25M
Bloom Energy Corp1.00%$7.70M
Pacific Life U.S. Government Fund Direct0.92%$7.09M
Coeur Mining Inc0.65%$4.98M
Fabrinet0.64%$4.90M
Nextpower Inc0.60%$4.57M
EchoStar Corp0.54%$4.13M
Credo Technology Group Holding Ltd0.51%$3.94M
Kratos Defense & Security Solutions Inc0.43%$3.32M
Advanced Energy Industries Inc0.41%$3.17M
Sterling Infrastructure Inc0.41%$3.16M
Hecla Mining Co0.40%$3.08M
Bridgebio Pharma Inc0.40%$3.06M
Guardant Health Inc0.39%$2.98M
Modine Manufacturing Co0.38%$2.95M
Ensign Group Inc/The0.38%$2.94M
TTM Technologies Inc0.34%$2.59M
IonQ Inc0.34%$2.59M
Dycom Industries Inc0.33%$2.57M
SPX Technologies Inc0.33%$2.51M
Chart Industries Inc0.32%$2.43M
Rambus Inc0.31%$2.42M
Madrigal Pharmaceuticals Inc0.30%$2.33M
Arrowhead Pharmaceuticals Inc0.29%$2.21M
American Healthcare REIT Inc0.29%$2.20M
Praxis Precision Medicines Inc0.28%$2.16M
CareTrust REIT Inc0.28%$2.15M
Moog Inc0.28%$2.13M
UMB Financial Corp0.28%$2.13M
Watts Water Technologies Inc0.27%$2.07M
Cytokinetics Inc0.27%$2.05M
InterDigital Inc0.26%$2.04M
SiTime Corp0.26%$2.02M
SM Energy Co0.26%$2.02M
Old National Bancorp/IN0.26%$2.01M
Primoris Services Corp0.26%$2.01M
Viavi Solutions Inc0.26%$2.00M
Planet Labs PBC0.26%$1.97M
FormFactor Inc0.25%$1.96M
Fluor Corp0.25%$1.95M
FirstCash Holdings Inc0.25%$1.94M
ESCO Technologies Inc0.25%$1.90M
Argan Inc0.25%$1.89M
Vaxcyte Inc0.24%$1.87M
Jackson Financial Inc0.24%$1.86M
Semtech Corp0.24%$1.86M
HealthEquity Inc0.24%$1.83M
Axsome Therapeutics Inc0.24%$1.81M
Sanmina Corp0.23%$1.80M
AeroVironment Inc0.23%$1.80M
Commercial Metals Co0.23%$1.78M
Silicon Laboratories Inc0.23%$1.78M
Ormat Technologies Inc0.23%$1.77M
Zurn Elkay Water Solutions Corp0.23%$1.74M
Lumen Technologies Inc0.23%$1.74M
JBT Marel Corp0.22%$1.73M
Terex Corp0.22%$1.71M
DigitalOcean Holdings Inc0.22%$1.71M
Clearwater Analytics Holdings Inc0.22%$1.71M
Federal Signal Corp0.22%$1.68M
Uranium Energy Corp0.22%$1.67M
EnerSys0.22%$1.66M
Krystal Biotech Inc0.22%$1.66M
Terreno Realty Corp0.21%$1.63M
Noble Corp PLC0.21%$1.62M
Brinker International Inc0.21%$1.61M
Installed Building Products Inc0.21%$1.59M
Valaris Ltd0.21%$1.59M
Transocean Ltd0.21%$1.59M
Protagonist Therapeutics Inc0.21%$1.58M
GATX Corp0.21%$1.58M
Glaukos Corp0.20%$1.57M
Oklo Inc0.20%$1.58M
Essential Properties Realty Trust Inc0.20%$1.57M
Archrock Inc0.20%$1.56M
Portland General Electric Co0.20%$1.55M
Southwest Gas Holdings Inc0.20%$1.55M
SSR Mining Inc0.20%$1.55M
Valley National Bancorp0.20%$1.55M
StoneX Group Inc0.20%$1.54M
TXNM Energy Inc0.20%$1.52M
Alkermes PLC0.20%$1.50M
United Bankshares Inc/WV0.19%$1.50M
Magnolia Oil & Gas Corp0.19%$1.49M
Glacier Bancorp Inc0.19%$1.48M
Ryman Hospitality Properties Inc0.19%$1.48M
Viasat Inc0.19%$1.47M
Applied Digital Corp0.19%$1.46M
New Jersey Resources Corp0.19%$1.46M
Applied Optoelectronics Inc0.19%$1.45M
Taylor Morrison Home Corp0.19%$1.45M
Murphy Oil Corp0.19%$1.45M
BrightSpring Health Services Inc0.19%$1.44M
Cogent Biosciences Inc0.19%$1.43M
Balchem Corp0.19%$1.43M
Essent Group Ltd0.18%$1.41M
UFP Industries Inc0.18%$1.40M
Plexus Corp0.18%$1.40M
Piper Sandler Cos0.18%$1.39M
Hancock Whitney Corp0.18%$1.39M
Kite Realty Group Trust0.18%$1.39M
Enpro Inc0.18%$1.39M
PTC Therapeutics Inc0.18%$1.38M
Core Natural Resources Inc0.18%$1.38M
CNX Resources Corp0.18%$1.38M
Spire Inc0.18%$1.37M
Black Hills Corp0.18%$1.37M
D-Wave Quantum Inc0.18%$1.37M
Construction Partners Inc0.18%$1.37M
Golar LNG Ltd0.18%$1.36M
Granite Construction Inc0.18%$1.36M
Arcosa Inc0.18%$1.35M
ONE Gas Inc0.18%$1.35M
Powell Industries Inc0.17%$1.34M
Atlantic Union Bankshares Corp0.17%$1.33M
Ameris Bancorp0.17%$1.33M
Nuvalent Inc0.17%$1.33M
California Resources Corp0.17%$1.32M
Matson Inc0.17%$1.32M
Terns Pharmaceuticals Inc0.17%$1.31M
Xenon Pharmaceuticals Inc0.17%$1.31M
Home BancShares Inc/AR0.17%$1.30M
VSE Corp0.17%$1.30M
Casella Waste Systems Inc0.17%$1.30M
Lantheus Holdings Inc0.17%$1.29M
Kodiak Gas Services Inc0.16%$1.27M
Macerich Co/The0.16%$1.26M
TG Therapeutics Inc0.16%$1.26M
Joby Aviation Inc0.16%$1.26M
Warrior Met Coal Inc0.16%$1.25M
Kymera Therapeutics Inc0.16%$1.25M
Brookfield Infrastructure Corp0.16%$1.25M
Sabra Health Care REIT Inc0.16%$1.24M
Compass Inc0.16%$1.23M
Phillips Edison & Co Inc0.16%$1.23M
Atmus Filtration Technologies Inc0.16%$1.21M
Rhythm Pharmaceuticals Inc0.16%$1.21M
Knife River Corp0.16%$1.21M
Hut 8 Corp0.16%$1.20M
Axos Financial Inc0.16%$1.20M
Rigetti Computing Inc0.16%$1.20M
HA Sustainable Infrastructure Capital Inc0.16%$1.19M
Selective Insurance Group Inc0.15%$1.18M
Belden Inc0.15%$1.18M
Boot Barn Holdings Inc0.15%$1.18M
Liberty Energy Inc0.15%$1.17M
Radian Group Inc0.15%$1.17M
Badger Meter Inc0.15%$1.17M
Terawulf Inc0.15%$1.15M
Mirion Technologies Inc0.15%$1.16M
Laureate Education Inc0.15%$1.15M
Arcellx Inc0.15%$1.15M
MYR Group Inc0.15%$1.14M
Associated Banc-Corp0.15%$1.14M
Core Scientific Inc0.15%$1.14M
Riot Platforms Inc0.15%$1.13M
CRISPR Therapeutics AG0.15%$1.13M
AAR Corp0.15%$1.13M
ACI Worldwide Inc0.15%$1.12M
Resideo Technologies Inc0.15%$1.12M
Mueller Water Products Inc0.15%$1.12M
Brink's Co/The0.15%$1.12M
Clear Secure Inc0.15%$1.12M
Novanta Inc0.15%$1.12M
Hims & Hers Health Inc0.15%$1.12M
Energy Fuels Inc/Canada0.15%$1.12M
Scholar Rock Holding Corp0.15%$1.12M
Amicus Therapeutics Inc0.14%$1.11M
IES Holdings Inc0.14%$1.11M
Option Care Health Inc0.14%$1.11M
Eastern Bankshares Inc0.14%$1.10M
Telephone and Data Systems Inc0.14%$1.10M
Cipher Digital Inc0.14%$1.10M
Texas Capital Bancshares Inc0.14%$1.09M
OSI Systems Inc0.14%$1.09M
CSW Industrials Inc0.14%$1.08M
Champion Homes Inc0.14%$1.08M
Tidewater Inc0.14%$1.08M
Abercrombie & Fitch Co0.14%$1.08M
Meritage Homes Corp0.14%$1.08M
Urban Outfitters Inc0.14%$1.07M
Fastly Inc0.14%$1.08M
Life Time Group Holdings Inc0.14%$1.07M
Itron Inc0.14%$1.07M
Northwestern Energy Group Inc0.14%$1.07M
Peabody Energy Corp0.14%$1.06M
Merit Medical Systems Inc0.14%$1.06M
Rush Enterprises Inc0.14%$1.05M
Flagstar Bank NA0.14%$1.04M
Celcuity Inc0.14%$1.04M
Vistance Networks Inc0.14%$1.04M
CG oncology Inc0.14%$1.04M
Tri Pointe Homes Inc0.14%$1.04M
First Financial Bankshares Inc0.14%$1.04M
PBF Energy Inc0.13%$1.04M
Outfront Media Inc0.13%$1.03M
Mercury Systems Inc0.13%$1.03M
Cabot Corp0.13%$1.03M
Covista Inc0.13%$1.02M
Ligand Pharmaceuticals Inc0.13%$1.02M
PriceSmart Inc0.13%$1.02M
CNO Financial Group Inc0.13%$1.01M
Group 1 Automotive Inc0.13%$1.01M
Tanger Inc0.13%$1.01M
Mirum Pharmaceuticals Inc0.13%$1.01M
Moelis & Co0.13%$1.00M
Frontdoor Inc0.13%$1.00M
RadNet Inc0.13%$999.76K
United Community Banks Inc/GA0.13%$1.00M
Lemonade Inc0.13%$997.43K
Kontoor Brands Inc0.13%$996.01K
Independent Bank Corp0.13%$993.82K
Asbury Automotive Group Inc0.13%$993.46K
Dana Inc0.13%$990.29K
IRhythm Holdings Inc0.13%$987.83K
National Health Investors Inc0.13%$987.62K
ServisFirst Bancshares Inc0.13%$985.32K
AZZ Inc0.13%$978.27K
Fulton Financial Corp0.13%$976.24K
SkyWest Inc0.13%$974.41K
Academy Sports & Outdoors Inc0.13%$973.09K
Apogee Therapeutics Inc0.13%$972.33K
Cavco Industries Inc0.13%$969.55K
Patterson-UTI Energy Inc0.13%$968.45K
Stride Inc0.12%$960.79K
Vicor Corp0.12%$960.20K
Sensient Technologies Corp0.12%$959.48K
Indivior Pharmaceuticals Inc0.12%$957.44K
UniFirst Corp/MA0.12%$956.80K
International Bancshares Corp0.12%$954.24K
Independence Realty Trust Inc0.12%$948.45K
Patrick Industries Inc0.12%$941.87K
BGC Group Inc0.12%$938.90K
Franklin Electric Co Inc0.12%$936.63K
StoneCo Ltd0.12%$935.72K
Crinetics Pharmaceuticals Inc0.12%$928.92K
Helmerich & Payne Inc0.12%$927.63K
COPT Defense Properties0.12%$917.60K
WSFS Financial Corp0.12%$916.90K
Broadstone Net Lease Inc0.12%$912.70K
Maximus Inc0.12%$908.55K
Spyre Therapeutics Inc0.12%$906.46K
Oceaneering International Inc0.12%$904.06K
Crescent Energy Co0.12%$902.60K
Kadant Inc0.12%$899.27K
Cal-Maine Foods Inc0.12%$896.53K
Shake Shack Inc0.12%$894.34K
Commvault Systems Inc0.12%$894.26K
LivaNova PLC0.12%$894.16K
Alignment Healthcare Inc0.12%$892.26K
Gulfport Energy Corp0.12%$887.32K
Renasant Corp0.12%$887.75K
Scorpio Tankers Inc0.12%$885.92K
Tutor Perini Corp0.12%$885.83K
Perimeter Solutions Inc0.12%$885.32K
Kulicke & Soffa Industries Inc0.11%$881.96K
BankUnited Inc0.11%$882.47K
Avient Corp0.11%$876.10K
Graham Holdings Co0.11%$875.41K
First BanCorp/Puerto Rico0.11%$875.59K
StepStone Group Inc0.11%$875.52K
Otter Tail Corp0.11%$875.15K
Box Inc0.11%$874.07K
Zeta Global Holdings Corp0.11%$872.32K
Constellium SE0.11%$872.07K
Signet Jewelers Ltd0.11%$870.10K
Century Aluminum Co0.11%$869.49K
Avista Corp0.11%$864.13K
HB Fuller Co0.11%$863.95K
Korn Ferry0.11%$862.35K
TransMedics Group Inc0.11%$860.69K
Globalstar Inc0.11%$860.21K
WesBanco Inc0.11%$858.42K
Cathay General Bancorp0.11%$856.35K
Chemours Co/The0.11%$853.05K
Herc Holdings Inc0.11%$852.55K
Victoria's Secret & Co0.11%$846.72K
Sphere Entertainment Co0.11%$842.81K
Enova International Inc0.11%$841.60K
Genworth Financial Inc0.11%$841.74K
Exponent Inc0.11%$838.46K
NCR Atleos Corp0.11%$837.26K
Garrett Motion Inc0.11%$836.95K
Cactus Inc0.11%$835.65K
PJT Partners Inc0.11%$830.64K
Brookdale Senior Living Inc0.11%$829.98K
KB Home0.11%$830.28K
Advance Auto Parts Inc0.11%$825.22K
M/I Homes Inc0.11%$823.84K
Qualys Inc0.11%$821.57K
Archer Aviation Inc0.11%$818.88K
Palomar Holdings Inc0.11%$813.68K
ICU Medical Inc0.11%$810.67K
Par Pacific Holdings Inc0.11%$807.62K
Standex International Corp0.11%$807.91K
Diodes Inc0.10%$806.08K
MARA Holdings Inc0.10%$803.36K
Erasca Inc0.10%$799.94K
Sunrun Inc0.10%$798.94K
Community Financial System Inc0.10%$795.59K
OPENLANE Inc0.10%$792.91K
GPGI Inc0.10%$792.93K
Workiva Inc0.10%$791.53K
Integer Holdings Corp0.10%$790.94K
Blackstone Mortgage Trust Inc0.10%$789.90K
Materion Corp0.10%$786.75K
Dianthus Therapeutics Inc0.10%$783.90K
Hawkins Inc0.10%$780.75K
Cinemark Holdings Inc0.10%$780.25K
Plug Power Inc0.10%$778.68K
Q2 Holdings Inc0.10%$776.33K
Chesapeake Utilities Corp0.10%$775.15K
International Seaways Inc0.10%$773.18K
LCI Industries0.10%$768.50K
First Interstate BancSystem Inc0.10%$762.12K
Victory Capital Holdings Inc0.10%$760.81K
Calix Inc0.10%$759.54K
Polaris Inc0.10%$757.00K
Seacoast Banking Corp of Florida0.10%$757.04K
Bank of Hawaii Corp0.10%$756.46K
Impinj Inc0.10%$753.82K
Seadrill Ltd0.10%$753.98K
Centrus Energy Corp0.10%$753.55K
NMI Holdings Inc0.10%$753.91K
Dorman Products Inc0.10%$753.17K
Twist Bioscience Corp0.10%$751.34K
American States Water Co0.10%$748.94K
First Financial Bancorp0.10%$747.99K
Supernus Pharmaceuticals Inc0.10%$744.75K
Axcelis Technologies Inc0.10%$744.45K
Catalyst Pharmaceuticals Inc0.10%$742.58K
Prestige Consumer Healthcare Inc0.10%$739.93K
ACADIA Pharmaceuticals Inc0.10%$738.99K
Ideaya Biosciences Inc0.10%$736.21K
Simmons First National Corp0.10%$735.40K
Power Integrations Inc0.10%$734.72K
MGE Energy Inc0.10%$733.33K
Tarsus Pharmaceuticals Inc0.10%$730.61K
Towne Bank/Portsmouth VA0.10%$731.11K
Boise Cascade Co0.09%$728.46K
Northern Oil & Gas Inc0.09%$727.51K
Ultra Clean Holdings Inc0.09%$726.08K
USA Rare Earth Inc0.09%$724.89K
Marzetti Company/The0.09%$722.08K
Griffon Corp0.09%$717.21K
Denali Therapeutics Inc0.09%$712.03K
Kennametal Inc0.09%$711.11K
DigitalBridge Group Inc0.09%$709.46K
Synaptics Inc0.09%$709.37K
WD-40 Co0.09%$707.47K
nLight Inc0.09%$706.93K
Nicolet Bankshares Inc0.09%$705.50K
SL Green Realty Corp0.09%$704.33K
McGrath RentCorp0.09%$704.25K
Provident Financial Services Inc0.09%$702.53K
American Eagle Outfitters Inc0.09%$702.34K
United Natural Foods Inc0.09%$701.99K
LXP Industrial Trust0.09%$701.76K
SoundHound AI Inc0.09%$702.04K
Cargurus Inc0.09%$701.06K
California Water Service Group0.09%$700.96K
Delek US Holdings Inc0.09%$692.50K
Remitly Global Inc0.09%$692.03K
Apple Hospitality REIT Inc0.09%$690.96K
Haemonetics Corp0.09%$688.21K
Trinity Industries Inc0.09%$685.18K
Phinia Inc0.09%$684.33K
Waystar Holding Corp0.09%$682.72K
Solaris Energy Infrastructure Inc0.09%$680.66K
Red Rock Resorts Inc0.09%$681.09K
Arcutis Biotherapeutics Inc0.09%$679.82K
Adeia Inc0.09%$671.64K
Centuri Holdings Inc0.09%$667.59K
PennyMac Financial Services Inc0.09%$667.04K
Dynex Capital Inc0.09%$666.60K
Acushnet Holdings Corp0.09%$665.48K
Cheesecake Factory Inc/The0.09%$662.26K
Varonis Systems Inc0.09%$660.85K
Ingevity Corp0.09%$660.52K
Novagold Resources Inc0.09%$657.29K
Calumet Inc0.09%$656.86K
Urban Edge Properties0.09%$656.10K
Acadia Realty Trust0.09%$655.09K
Four Corners Property Trust Inc0.09%$654.82K
Veracyte Inc0.09%$653.35K
Visteon Corp0.08%$651.25K
CVB Financial Corp0.08%$649.39K
Vera Therapeutics Inc0.08%$647.74K
Curbline Properties Corp0.08%$646.76K
Concentra Group Holdings Parent Inc0.08%$646.33K
DHT Holdings Inc0.08%$639.34K
Perpetua Resources Corp0.08%$637.09K
Liquidia Corp0.08%$637.05K
Beacon Financial Corp0.08%$636.75K
Park National Corp0.08%$636.47K
Marex Group PLC0.08%$633.62K
Hawaiian Electric Industries Inc0.08%$632.38K
Travere Therapeutics Inc0.08%$632.64K
Dyne Therapeutics Inc0.08%$629.55K
WaFd Inc0.08%$626.74K
Mercury General Corp0.08%$625.95K
10X Genomics Inc0.08%$623.14K
InvenTrust Properties Corp0.08%$622.66K
Steven Madden Ltd0.08%$622.30K
Hilton Grand Vacations Inc0.08%$621.11K
St Joe Co/The0.08%$619.21K
Perdoceo Education Corp0.08%$616.42K
Alpha Metallurgical Resources Inc0.08%$614.99K
Trustmark Corp0.08%$614.11K
First Merchants Corp0.08%$613.29K
Privia Health Group Inc0.08%$611.07K
Oscar Health Inc0.08%$610.05K
RXO Inc0.08%$605.98K
Tango Therapeutics Inc0.08%$605.95K
HNI Corp0.08%$605.96K
ABM Industries Inc0.08%$603.84K
Verra Mobility Corp0.08%$604.00K
Madison Square Garden Entertainment Corp0.08%$602.83K
Artisan Partners Asset Management Inc0.08%$601.96K
Andersons Inc/The0.08%$600.15K
Newmark Group Inc0.08%$599.35K
LeMaitre Vascular Inc0.08%$597.92K
OneSpaWorld Holdings Ltd0.08%$598.03K
Banc of California Inc0.08%$596.44K
Photronics Inc0.08%$593.18K
First Bancorp/Southern Pines NC0.08%$592.41K
Minerals Technologies Inc0.08%$592.75K
GEO Group Inc/The0.08%$592.69K
BancFirst Corp0.08%$590.89K
FB Financial Corp0.08%$590.25K
Vita Coco Co Inc/The0.08%$589.68K
Kinetik Holdings Inc0.08%$589.49K
ImmunityBio Inc0.08%$587.64K
Beam Therapeutics Inc0.08%$584.19K
Northwest Natural Holding Co0.08%$582.65K
Immunome Inc0.08%$581.63K
NetScout Systems Inc0.08%$580.64K
CSG Systems International Inc0.08%$580.12K
ArcBest Corp0.08%$577.96K
DNOW Inc0.07%$576.65K
Huron Consulting Group Inc0.07%$575.74K
Hub Group Inc0.07%$573.58K
Knowles Corp0.07%$573.69K
Vishay Intertechnology Inc0.07%$573.62K
Customers Bancorp Inc0.07%$571.38K
Bank of NT Butterfield & Son Ltd/The0.07%$570.20K
Bancorp Inc/The0.07%$569.65K
NBT Bancorp Inc0.07%$568.57K
Upstart Holdings Inc0.07%$566.02K
BioCryst Pharmaceuticals Inc0.07%$563.69K
Cleanspark Inc0.07%$562.58K
Helios Technologies Inc0.07%$562.59K
First Busey Corp0.07%$560.11K
Chefs' Warehouse Inc/The0.07%$556.57K
Legence Corp0.07%$556.30K
SPS Commerce Inc0.07%$552.80K
Edgewise Therapeutics Inc0.07%$551.82K
Capri Holdings Ltd0.07%$548.56K
Braze Inc0.07%$547.66K
Baldwin Insurance Group Inc/The0.07%$547.25K
Ambarella Inc0.07%$543.94K
ADMA Biologics Inc0.07%$542.93K
Astronics Corp0.07%$539.58K
Bel Fuse Inc0.07%$536.53K
Sable Offshore Corp0.07%$535.83K
Warby Parker Inc0.07%$535.81K
Celldex Therapeutics Inc0.07%$535.27K
Bread Financial Holdings Inc0.07%$532.99K
Extreme Networks Inc0.07%$532.55K
Cushman & Wakefield Ltd0.07%$531.43K
National HealthCare Corp0.07%$529.72K
Adaptive Biotechnologies Corp0.07%$529.86K
Intuitive Machines Inc0.07%$529.20K
Immunovant Inc0.07%$527.28K
Alarm.com Holdings Inc0.07%$527.05K
Banner Corp0.07%$526.58K
Veeco Instruments Inc0.07%$526.05K
Enterprise Financial Services Corp0.07%$524.76K
Tenable Holdings Inc0.07%$525.24K
National Vision Holdings Inc0.07%$523.93K
ACM Research Inc0.07%$521.62K
Neogen Corp0.07%$520.77K
Atkore Inc0.07%$519.70K
Green Brick Partners Inc0.07%$519.21K
Benchmark Electronics Inc0.07%$517.43K
Lionsgate Studios Corp0.07%$517.45K
Rush Street Interactive Inc0.07%$516.43K
Talos Energy Inc0.07%$514.53K
ePlus Inc0.07%$513.21K
Syndax Pharmaceuticals Inc0.07%$513.48K
Insight Enterprises Inc0.07%$512.02K
Pathward Financial Inc0.07%$509.95K
H2O America0.07%$510.14K
Strategic Education Inc0.07%$509.04K
CoreCivic Inc0.07%$506.15K
Amprius Technologies Inc0.07%$506.51K
Kaiser Aluminum Corp0.07%$505.54K
Agios Pharmaceuticals Inc0.07%$499.60K
Rogers Corp0.06%$497.80K

C000078116 overview: performance, fees, allocation and SEC filings