ANOGX Fees and Costs — Small Cap Growth Fund, R5 Class
Data updated: 2026-09-29
The net expense ratio is 0.93%. There are no sales loads or redemption fees. In fiscal 2025 the fund paid $1.8M in broker commissions, 0.0415% of average net assets, and portfolio turnover was 90%.
ANOGX Fees and Expenses
Annual operating expenses and sales charges of ANOGX. Prospectus, as of March 1, 2026.
| Annual operating expenses | |
|---|---|
| Management fee | 0.93% |
| 12b-1 fee | 0.00% |
| Other expenses | 0.00% |
| Gross expense ratio | 0.93% |
| Fee waiver | — |
| Net expense ratio | 0.93% |
| Sales charges | |
|---|---|
| Max front load | 0.00% |
| Max deferred load | 0.00% |
| Redemption fee | — |
| Expense limitation in place (N-CEN) | Yes |
| Fees waived or reduced during the year | Yes |
| Waived fees subject to recoupment | No |
ANOGX Costs Over Time
On $10,000 invested in ANOGX, assuming 5% a year before costs, total costs come to $608 over 5 years, cutting the return by 1.02% a year. Illustration, not a forecast: it assumes today's net expense ratio throughout (a fee waiver may end).
| $10,000 invested | Sell after 1 year | Sell after 3 years | Sell after 5 years |
|---|---|---|---|
| Value before costs | $10,500 | $11,576 | $12,763 |
| Fund expenses (net expense ratio 0.93%) | $98 | $305 | $529 |
| Trading costs (broker commissions) | $4 | $14 | $24 |
| Lost growth on money paid in costs | $0 | $16 | $56 |
| Total costs | $102 | $334 | $608 |
| Value after costs | $10,398 | $11,242 | $12,155 |
| Impact on return, per year | 1.02% | 1.02% | 1.02% |
ANOGX Trading Costs
Brokerage costs reported on SEC Form N-CEN for the fiscal year ending October 31, 2025.
- Explicit cost rate (commissions ÷ average net assets): 0.0415%
- Total broker commissions: $1.8M
- Bought from dealers (principal trades, not a cost): $24.0B
- Portfolio turnover (prospectus): 90%
- Securities on loan, average value: $66.1M
- Net income from securities lending: $449K (0.010% of average net assets)
ANOGX Agency Brokers
Commissions paid.
| Broker | Amount | Share |
|---|---|---|
| J.P. MORGAN SECURITIES | $251K | 16.11% |
| JEFFERIES LLC | $247K | 15.81% |
| BERNSTEIN INSTITUTIONAL SERVICES | $235K | 15.09% |
| BANK OF AMERICA MERRILL LYNCH | $227K | 14.54% |
| UBS WARBURG | $206K | 13.22% |
| CITIGROUP CAPITAL MARKETS INC. | $105K | 6.73% |
| BARCLAYS CAPITAL | $90K | 5.79% |
| EVERCORE ISI INVESTMENT GROUP | $89K | 5.71% |
| GOLDMAN SACHS | $64K | 4.12% |
| ROBERT W BAIRD | $45K | 2.89% |
ANOGX Dealer Counterparties
Securities bought directly from dealers (principal trades).
| Broker | Amount | Share |
|---|---|---|
| STATE STREET GLOBAL MARKETS LLC | $20.5B | 85.23% |
| BMO CAPITAL MARKETS | $2.2B | 9.11% |
| CITIGROUP CAPITAL MARKETS INC. | $1.1B | 4.49% |
| BANK OF AMERICA MERRILL LYNCH | $75.6M | 0.31% |
| GOLDMAN SACHS | $63.1M | 0.26% |
| TORONTO-DOMINION CORP | $54.7M | 0.23% |
| J.P. MORGAN SECURITIES | $39.2M | 0.16% |
| MORGAN STANLEY | $26.4M | 0.11% |
| UBS WARBURG | $11.6M | 0.05% |
| BARCLAYS CAPITAL | $10.8M | 0.05% |
Small Cap Growth Fund Share Classes
Net expense ratio and maximum front-end load of each share class, cheapest first.
| Ticker | Class | Net expense ratio | Front load |
|---|---|---|---|
| ANOHX | G Class | 0.00% | none |
| ANODX | R6 Class | 0.78% | none |
| ANOYX | Y Class | 0.78% | none |
| ANOGX | R5 Class | 0.93% | none |
| ANONX | I Class | 0.93% | none |
| ANOIX | Investor Class | 1.13% | none |
| ANOAX | A Class | 1.38% | 5.75% |
| ANORX | R Class | 1.63% | none |
| ANOCX | C Class | 2.13% | none |
For information only. Not investment advice: figures are as reported in SEC filings and may contain errors or be out of date. Past performance does not guarantee future results.