AESG — Harbor AlphaEdge Small Cap Growth ETF

AESG Fund Overview

AESG — Harbor AlphaEdge Small Cap Growth ETF is a US ETF managed by Harbor ETF Trust, categorised as Small Cap Growth Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.

• Type: US ETF
• Manager: Harbor ETF Trust
• Category: Small Cap Growth Equity
• Ticker: AESG
• SEC CIK: 0001860434
• SEC series ID: S000107160
• Share class ID: C000278054

AESG Investment Objective and Strategy

Harbor AlphaEdge Small Cap Growth ETF describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Harbor ETF Trust.

Investment objective

The Fund seeks long-term growth of capital.

Principal investment strategy

Harbor Capital Advisors, Inc. (“Harbor Capital” or the “Advisor”), the investment adviser to the Fund, employs an active, quantitative approach designed to evaluate companies based on fundamental and market factors and construct a portfolio of securities featuring characteristics expected to be favored in the prevailing market environment. The Fund invests primarily in equity securities of small capitalization growth companies. Under normal circumstances, the Fund invests at least 80% of its net assets, plus borrowings for investment purposes, in equity securities of small cap growth companies. The Fund defines small cap companies as those with market capitalizations that fall within the range of the Russell 2000 ® Index. The Fund defines growth companies as those that the Advisor determines to be “growth companies” based on a proprietary growth factor analysis, which includes consideration of factors such as historical sales growth, expected sales growth, historical earnings growth, and expected earnings growth.

The Advisor’s systematic approach uses proprietary models and statistical techniques to analyze a range of fundamental and market-based characteristics. One component of this process is to evaluate each company across five broad categories: Capital Deployment, Momentum, Quality, Risk and Valuation. Each category incorporates multiple underlying metrics and reflects different drivers of return, including both fundamental and market-based inputs. The outputs of this analysis are used to produce an assessment of each company’s expected return potential (the “alpha score”). The Advisor’s systematic approach is also designed to adapt to changing market conditions—such as growth, liquidity, inflation and market sentiment—and adjusts exposures accordingly. This regime-aware approach seeks to align the portfolio with the types of attributes that the model predicts are more likely to be rewarded in the current market environment.

Securities are selected and weighted

AESG Costs and Fees

AESG costs about $40 per $10,000 invested per year in fund expenses.

• Net expense ratio: 0.40%
• Gross expense ratio: 0.40%

AESG Debt Constituents

No individual debt constituents are reported in Harbor AlphaEdge Small Cap Growth ETF's latest SEC N-PORT filing.

AESG Prospectus and SEC Filings

Official Harbor AlphaEdge Small Cap Growth ETF filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.

• Prospectus (485BPOS) — filed 0001-07-16

Related Funds

Other Small Cap Growth Equity funds tracked on ABC INVEST:

• Brandywine Small Cap Growth ETF (BWSG)

Data Sources

ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.