AATIX — Ancora/Thelen Small-Mid Cap Fun
Data updated: 2026-08-28
AATIX — Ancora/Thelen Small-Mid Cap Fun. United States Small Cap Value Equity · $239.74M AUM. Holdings, fees, performance and SEC filings.
AATIX Fund Overview
AATIX — Ancora/Thelen Small-Mid Cap Fun is a US mutual fund managed by Ancora Trust, categorised as United States Small Cap Value Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Ancora Trust
- Category: United States Small Cap Value Equity
- Assets under management: $239.74M
- 1-year return: 17.7%
- Ticker: AATIX
- SEC CIK: 0001260667
- SEC series ID: S000039307
- Share class ID: C000121113
AATIX Holdings
Top 10 holdings of Ancora/Thelen Small-Mid Cap Fun by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Rayonier, Inc. | 3.83% |
| Middleby Corp. | 3.77% |
| PROG Holdings, Inc. | 3.33% |
| Millrose Properties, Inc. | 2.62% |
| Crane NXT, Co. | 2.39% |
| Marriott Vacations Worldwide Corp. | 2.30% |
| Amrize Ltd. | 2.25% |
| Vontier Corp. | 2.07% |
| Viper Energy, Inc. | 2.05% |
| Amentum Holdings, Inc. | 1.98% |
AATIX Portfolio Allocation
Asset-class allocation of Ancora/Thelen Small-Mid Cap Fun by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 98.8% |
| Cash & Equivalents | 0.9% |
AATIX Performance
Total returns for AATIX (as of 2026-09-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 10.0% |
| 1 year | 17.7% |
| 3 years (annualised) | 14.3% |
| 5 years (annualised) | 6.7% |
AATIX Risk Information
Risk metrics for AATIX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 15.7%
AATIX Costs and Fees
AATIX costs about $120 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.20%
- Gross expense ratio: 1.20%
- Portfolio turnover: 95%
- Brokerage commissions: 18.74 bps of average net assets (SEC N-CEN)
AATIX Cashflows
Over the 12 months to 2026-06, Ancora/Thelen Small-Mid Cap Fun had net inflows of $23.79M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-06 | $471.34K |
| 2026-05 | −$423.46K |
| 2026-04 | $524.98K |
| 2026-03 | −$2.40M |
| 2026-02 | $6.61M |
| 2026-01 | −$3.24M |
AATIX Debt Constituents
No individual debt constituents are reported in Ancora/Thelen Small-Mid Cap Fun's latest SEC N-PORT filing.
AATIX Prospectus and SEC Filings
Official Ancora/Thelen Small-Mid Cap Fun filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2026-04-30
- Prospectus (485BPOS) — filed 2025-04-29
- Prospectus (485BPOS) — filed 2024-04-29
- Portfolio holdings (N-PORT) — filed 2026-08-28
- Portfolio holdings (N-PORT) — filed 2026-06-01
- Portfolio holdings (N-PORT) — filed 2026-03-02
- Annual census (N-CEN) — filed 2026-03-05
- Annual census (N-CEN) — filed 2025-03-10
Related Funds
Other United States Small Cap Value Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.