AASMX — Thrivent Small Cap Stock Fund, Class A
Data updated: 2026-09-29
AASMX — Thrivent Small Cap Stock Fund, Class A. 1.00% expense ratio · 4.50% max sales load · since 1996. Holdings, fees, performance and SEC filings.
AASMX Fund Overview
AASMX — Thrivent Small Cap Stock Fund, Class A is a US mutual fund managed by Thrivent Mutual Funds, categorised as United States Mid Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Thrivent Mutual Funds
- Category: United States Mid Cap Blend / Core Equity
- Assets under management: $2.91B
- 1-year return: 22.3%
- Ticker: AASMX
- SEC CIK: 0000811869
- SEC series ID: S000001358
- Share class ID: C000003627
AASMX Investment Objective and Strategy
Thrivent Small Cap Stock Fund describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Thrivent Mutual Funds.
Investment objective
"Thrivent Small Cap Stock Fund (the ""Fund"") seeks long-term capital growth."
Principal investment strategy
Under normal circumstances, the Fund invests at least 80% of its net assets (plus the amount of any borrowing for investment purposes) in equity securities of small companies. The Adviser focuses mainly in the equity securities of smaller U.S. companies which have market capitalizations equivalent to those companies included in widely known indices such as the S&P SmallCap 600 Index, MSCI USA Small Cap Index, or the small company market capitalization classifications published by Lipper, Inc. These companies typically have a market capitalization of less than $6 billion. Should the Adviser determine that the Fund would benefit from reducing the percentage of its assets invested in equity securities of small companies stocks from 80% to a lesser amount, we will notify you at least 60 days prior to the change.
The Fund seeks to achieve its investment objective by investing primarily in common stocks. The Adviser uses fundamental, quantitative, and technical investment research techniques to determine what securities to buy and sell. Fundamental techniques assess a security's value based on an issuer's financial profile, management, and business prospects while quantitative and technical techniques involve a more data-oriented analysis of financial information, market trends and price movements. The Adviser looks for small companies that, in its opinion: have an improving fundamental outlook; have capable management; and are financially sound. The Fund may also pursue its investment strategy by investing in other mutual funds, including funds managed by the Adviser. The Adviser may sell securities for a variety of reasons, such as to secure gains, limit losses, or reposition assets to more promising opportunities.
AASMX Holdings
Top 10 holdings of Thrivent Small Cap Stock Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Littelfuse, Inc. | 2.25% |
| Ies Holdings, Inc. | 2.18% |
| Federal Agricultural Mortgage Corporation | 2.01% |
| Brightspring Health Services, Inc. | 1.90% |
| Moog, Inc. | 1.81% |
| Sharkninja Hong Kong Co. Ltd. | 1.75% |
| Helios Technologies, Inc. | 1.71% |
| Greif, Inc. | 1.71% |
| Ashland, Inc. | 1.66% |
| John B Sanfilippo & Son, Inc. | 1.63% |
AASMX Portfolio Allocation
Asset-class allocation of Thrivent Small Cap Stock Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 97.1% |
| Other | 2.1% |
| Cash & Equivalents | 2.0% |
AASMX Performance
Total returns for AASMX (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 15.70% |
| 1 year | 22.27% |
| 3 years (annualised) | 10.04% |
| 5 years (annualised) | 6.28% |
AASMX Risk Information
Risk metrics for AASMX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 16.48%
AASMX Costs and Fees
AASMX costs about $100 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.00%
- Gross expense ratio: 1.00%
- Portfolio turnover: 65%
- Brokerage commissions: 7.65 bps of average net assets (SEC N-CEN)
AASMX Cashflows
Over the 12 months to 2026-07, Thrivent Small Cap Stock Fund had net outflows of $638.63M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-07 | −$45.26M |
| 2026-06 | −$58.03M |
| 2026-05 | −$111.20M |
| 2026-04 | −$23.03M |
| 2026-03 | −$33.00M |
| 2026-02 | −$16.52M |
AASMX Debt Constituents
No individual debt constituents are reported in Thrivent Small Cap Stock Fund's latest SEC N-PORT filing.
AASMX Prospectus and SEC Filings
Official Thrivent Small Cap Stock Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2026-02-26
- Prospectus (485BPOS) — filed 2025-02-27
- Prospectus (485BPOS) — filed 2024-02-28
- Portfolio holdings (N-PORT) — filed 2026-09-29
- Portfolio holdings (N-PORT) — filed 2026-06-26
- Portfolio holdings (N-PORT) — filed 2026-03-27
- Annual census (N-CEN) — filed 2026-01-09
- Annual census (N-CEN) — filed 2025-01-08
Related Funds
Other United States Mid Cap Blend / Core Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.