SPQQ — Siren Large Cap Blend Index ETF

SPQQ Fund Overview

SPQQ — Siren Large Cap Blend Index ETF is a US ETF managed by Siren ETF Trust, categorised as Global (incl. US) Real Estate. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.

• Type: US ETF
• Manager: Siren ETF Trust
• Category: Global (incl. US) Real Estate
• Assets under management: $1.68M
• 1-year return: 20.3%
• Ticker: SPQQ
• SEC CIK: 0001796383
• SEC series ID: S000068147
• Share class ID: C000218251

SPQQ Investment Objective and Strategy

Siren Large Cap Blend Index ETF describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Siren ETF Trust.

Investment objective

The Siren Large Cap Blend Index ETF (the Large Cap Blend Fund or the Fund) seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the Siren Large Cap Blend Index (the Index).

Principal investment strategy

The Fund pursues its investment objective by investing its assets in the Index constituents. The Indexs construction begins by identifying two universes of stocks: ? one consisting of the stock of the 500 largest U.S. companies by market capitalization, including real estate investment trusts (REITs), listed on U.S. exchanges (Universe One), and ? one consisting of the stock of the 100 largest U.S. and non-U.S. companies by market capitalization, except for financial companies, listed on the NASDAQ Global Select Market or NASDAQ Global Market (Universe Two). The Index then selects the 30 largest companies from each Universe by market capitalization and weights each company equally. A company that qualifies for inclusion in each Universe will be weighted twice as heavily in the Index than a company that qualifies for inclusion in one Universe.

Financial companies excluded from Universe Two generally are those that operate in the banking, insurance, real estate and financial services sectors. The Index may include American Depositary Receipts (ADRs) of non-U.S. companies, which generally will be located in developed countries. The Index is reconstituted annually and rebalanced quarterly. The Index was developed by Reality Shares, Inc. (the Index Provider). Under normal circumstances, the Fund generally will replicate the Index by investing in all of the securities in the Index in proportion to their weighting in the Index. However, the Fund may invest in a representative sample of the Index if replicating the Index could be detrimental or disadvantageous to shareholders, such as when it is difficult or substantially expensive to compile a portfolio of securities to replicate the Index, if a security in the Index becomes temporarily illiquid, unavailable or less liquid, or as a result of legal restrictions or limitations (such as tax diversification requirements) that apply to the Fund but not the Index.

To the extent the Index is focused in a particular sector, the Fund necessarily will be focused in that sector. As of the date of this prospectus, the Index had significant exposure to the Communications, Consumer Discretionary and Technology sectors, as each sector is defined by the Bloomberg Industry Classification Standard. The sectors in which the Index components, and thus the Funds investments, may be focused will vary as the composition of the Index changes over time. The Fund is classified as non-diversified under the Investment Company Act of 1940, as amended (the 1940 Act) and, accordingly, may invest a relatively high percentage of its assets in a limited number of issuers. Under normal circumstances, the Fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in securities of large capitalization companies included in the Index.

This investment policy may be changed by the Fund upon 60 days prior written notice to shareholders. The Fund considers large capitalization companies to be those with market capitalizations of at least $6 billion. As of March 31, 2021, the market capitalizations of the companies included in the Index ranged from $83.54 billion to $2.22 trillion.

SPQQ Performance

Total returns for SPQQ (as of 2026-10-01), from SEC filings.

SPQQ Risk Information

Risk metrics for SPQQ, derived from monthly returns in SEC filings.

• 1-year volatility (annualised): 11.0%

SPQQ Costs and Fees

SPQQ costs about $20 per $10,000 invested per year in fund expenses.

• Net expense ratio: 0.20%
• Gross expense ratio: 0.20%
• Portfolio turnover: 61%
• Brokerage commissions: 0.11 bps of average net assets (SEC N-CEN)

SPQQ Cashflows

Over the 12 months to 2021-12, Siren Large Cap Blend Index ETF had net inflows of $0, from monthly SEC N-PORT filings.

SPQQ Debt Constituents

No individual debt constituents are reported in Siren Large Cap Blend Index ETF's latest SEC N-PORT filing.

SPQQ Prospectus and SEC Filings

Official Siren Large Cap Blend Index ETF filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.

• Prospectus (485BPOS) — filed 2021-07-29
• Portfolio holdings (N-PORT) — filed 2022-02-24
• Portfolio holdings (N-PORT) — filed 2021-11-17
• Portfolio holdings (N-PORT) — filed 2021-08-27
• Annual census (N-CEN) — filed 2021-06-14

Related Funds

Other Global (incl. US) Real Estate funds tracked on ABC INVEST:

• MFS Global Real Estate Fund (MGLAX)
• Global Real Estate Securities Fund (POSAX)
• PGIM Global Real Estate Fund (PURCX)
• Global Real Estate Securities Fund (RIFSX)
• Global Real Estate Index Fund (NGREX)

Data Sources

ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.