LPEIX — ALPS/Red Rocks Listed Private Equity Fund
Data updated: 2026-06-22
LPEIX — ALPS/Red Rocks Listed Private Equity Fund. Holdings, fees, performance and SEC filings.
LPEIX Fund Overview
LPEIX — ALPS/Red Rocks Listed Private Equity Fund is a US mutual fund managed by Financial Investors Trust, categorised as Global (incl. US) Multi-Cap / All-Cap Blend / Core Financials Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Financial Investors Trust
- Category: Global (incl. US) Multi-Cap / All-Cap Blend / Core Financials Equity
- Assets under management: $44.57M
- 1-year return: -5.4%
- Ticker: LPEIX
- SEC CIK: 0000915802
- SEC series ID: S000019569
- Share class ID: C000054405
LPEIX Holdings
Top 10 holdings of ALPS/Red Rocks Listed Private Equity Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Kkr & Co Inc | 4.61% |
| 3i Group Plc | 4.23% |
| Partners Group Holding Ag | 4.21% |
| Brederode Sa | 3.98% |
| Apollo Global Management Inc | 3.95% |
| Berkshire Hathaway Inc | 3.77% |
| Blackstone Inc | 3.70% |
| Ares Management Corp | 3.64% |
| Hgcapital Trust Plc/fund | 3.62% |
| Houlihan Lokey Inc | 2.68% |
LPEIX Portfolio Allocation
Asset-class allocation of ALPS/Red Rocks Listed Private Equity Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 97.8% |
| Cash & Equivalents | 1.9% |
LPEIX Performance
Total returns for LPEIX (as of 2026-09-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | -9.0% |
| 1 year | -5.4% |
| 3 years (annualised) | 9.5% |
| 5 years (annualised) | 2.4% |
LPEIX Risk Information
Risk metrics for LPEIX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 15.1%
LPEIX Costs and Fees
LPEIX costs about $162 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.62%
- Gross expense ratio: 1.70%
- Portfolio turnover: 31%
- Brokerage commissions: 2.91 bps of average net assets (SEC N-CEN)
LPEIX Cashflows
Over the 12 months to 2026-04, ALPS/Red Rocks Listed Private Equity Fund had net outflows of $6.24M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-04 | $145.07K |
| 2026-03 | −$273.74K |
| 2026-02 | −$965.30K |
| 2026-01 | −$874.76K |
| 2025-12 | $4.56M |
| 2025-11 | −$795.69K |
LPEIX Debt Constituents
No individual debt constituents are reported in ALPS/Red Rocks Listed Private Equity Fund's latest SEC N-PORT filing.
LPEIX Prospectus and SEC Filings
Official ALPS/Red Rocks Listed Private Equity Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2026-02-27
- Prospectus (485BPOS) — filed 2025-09-15
- Prospectus supplement (497) — filed 2025-03-04
- Portfolio holdings (N-PORT) — filed 2026-06-22
- Portfolio holdings (N-PORT) — filed 2026-03-27
- Portfolio holdings (N-PORT) — filed 2025-12-29
- Annual census (N-CEN) — filed 2026-01-13
- Annual census (N-CEN) — filed 2025-01-13
Related Funds
Other Global (incl. US) Multi-Cap / All-Cap Blend / Core Financials Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.