HAWKX — RM Greyhawk Fund
Data updated: 2025-01-24
HAWKX — RM Greyhawk Fund. Alternative · $33.21M AUM · 3.59% expense ratio · 6.1% 1-yr return. Holdings, fees, performance and SEC filings.
HAWKX Fund Overview
HAWKX — RM Greyhawk Fund is a US mutual fund managed by RM Opportunity Trust, categorised as Alternative. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: RM Opportunity Trust
- Category: Alternative
- Assets under management: $33.21M
- 1-year return: 6.1%
- Ticker: HAWKX
- SEC CIK: 0001936117
- SEC series ID: S000077601
- Share class ID: C000238089
HAWKX Investment Objective and Strategy
RM Greyhawk Fund describes its objective and strategy as follows, from its latest prospectus filed with the SEC by RM Opportunity Trust.
Investment objective
RM Greyhawk Fund (the Fund) seeks absolute total return with reduced exposure to market volatility relative to major equity market indices.
Principal investment strategy
Rocky Mountain Private Wealth Management, L.L.C. (the Adviser or Rocky Mountain) seeks to achieve the Funds investment objective by investing opportunistically in assets that include, but are not limited to: (i) fixed income securities of domestic, foreign, and emerging markets, corporate and government issuers, without restriction as to maturity or credit quality, including high yield securities (commonly known as junk bonds); (ii) equity securities (common and preferred stock) of both domestic and foreign companies of various sizes; (iii) swap contracts on individual stocks, stock mutual funds and exchange-traded funds (ETFs); and (iv) money market instruments, including cash and cash equivalents (each, an Asset Class). The Advisers strategy employs broad diversification across various Asset Classes (investment categories), markets, industries and issuers in an effort to limit volatility as well as to seek opportunities to enhance total return.
The Funds exposure to such Asset Classes is from a combination of direct investments in securities (e.g., fixed income securities) and by indirect exposure to Asset Classes through investing in open-end investment companies (mutual funds) and/or ETFs (collectively, Underlying Funds). The Adviser constructs the Funds broadly-diversified investment portfolio by investing at various times in a wide range of direct investments and Underlying Funds that invest in various Asset Classes. The Fund defines high yield securities, also known as junk bonds, as fixed income securities rated below investment grade (rated BB+ or lower by S&P Global Ratings or comparably rated by another nationally recognized statistical rating organization (NRSRO)), and if unrated, determined by the Adviser to be of comparable quality.
The Adviser constructs the Funds portfolio by selecting Asset Classes that the Adviser believes will provide diversification with respect to a variety of economic factors. Once the Adviser has determined the appropriate Asset Classes in which to invest, the Adviser identifies a variety of diversified investment opportunities, either directly, or through investments in Underlying Funds. With respect to investments in Underlying Funds, the Adviser attempts to identify Underlying Funds with managers whose history and track record demonstrates an ability to add positive alpha (above-peer-group-average total return after adjusting for volatility). On an ongoing basis, the Adviser monitors each of the Funds investments daily, and buys, sells or hedges the Funds positions based upon the Advisers investment signals, portfolio manager experience and other factors.
The Fund may employ leverage achieved through the use of swaps, as well as bank borrowings and other instruments to leverage the returns of the Funds portfolio to take advantage of market opportunities. However, these instruments may also be used for hedging purposes. The overall asset allocation of the Fund is not fixed. It can and will change significantly over time as the Adviser decides to re-allocate portions of the Funds portfolio in response to trend changes in the U.S. and global economy and in various investment markets. The Adviser may engage in frequent buying and selling of portfolio securities to achieve the Funds investment objectives, resulting in a high portfolio turnover rate.
HAWKX Holdings
Top 4 holdings of RM Greyhawk Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Short-Term Invts T | 41.68% |
| Columbia Funds Series Trust II Massachusetts | 20.04% |
| Prudential Investments Portfolios Inc 14 | 20.02% |
| JP Morgan Trust Ii | 18.12% |
HAWKX Portfolio Allocation
Asset-class allocation of RM Greyhawk Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 58.2% |
| Cash & Equivalents | 41.7% |
HAWKX Performance
Total returns for HAWKX (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| 1 year | 6.1% |
| 3 years (annualised) | 4.1% |
HAWKX Risk Information
Risk metrics for HAWKX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 1.5%
HAWKX Costs and Fees
HAWKX costs about $359 per $10,000 invested per year in fund expenses.
- Net expense ratio: 3.59%
- Gross expense ratio: 3.59%
- Portfolio turnover: 222%
- Brokerage commissions: 0.00 bps of average net assets (SEC N-CEN)
HAWKX Cashflows
Over the 12 months to 2024-11, RM Greyhawk Fund had net inflows of $17.32M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2024-11 | −$75.74K |
| 2024-10 | $187.34K |
| 2024-09 | −$60.19K |
| 2024-08 | −$116.88K |
| 2024-07 | −$19.40K |
| 2024-06 | −$115.36K |
HAWKX Debt Constituents
No individual debt constituents are reported in RM Greyhawk Fund's latest SEC N-PORT filing.
HAWKX Prospectus and SEC Filings
Official RM Greyhawk Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2024-12-23
- Prospectus (485BPOS) — filed 2023-12-22
- Prospectus supplement (497) — filed 2022-12-20
- Portfolio holdings (N-PORT) — filed 2025-01-24
- Portfolio holdings (N-PORT) — filed 2024-10-28
- Portfolio holdings (N-PORT) — filed 2024-07-25
- Annual census (N-CEN) — filed 2024-11-13
- Annual census (N-CEN) — filed 2023-11-13
Related Funds
Other Alternative funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.