GULDX — Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund
Data updated: 2026-06-01
GULDX — Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. Long Securitized (MBS/ABS/CMBS) Bond · $20.58M AUM · 0.02% expense ratio · 5.7% 1-yr return. From SEC regulatory filings.
GULDX Fund Overview
GULDX — Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund is a US mutual fund managed by Guggenheim Funds Trust, categorised as Long Securitized (MBS/ABS/CMBS) Bond. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Guggenheim Funds Trust
- Category: Long Securitized (MBS/ABS/CMBS) Bond
- Assets under management: $20.58M
- 1-year return: 5.7%
- Ticker: GULDX
- SEC CIK: 0000088525
- SEC series ID: S000085234
- Share class ID: C000250201
GULDX Holdings
Top 10 holdings of Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Owl Rock CLO X LLC | 3.41% |
| Slam 2024-1 Ltd. | 2.19% |
| Nlt 2026-Nqm1 Trust | 1.78% |
| Nlt 2025-Nqm1 Trust | 1.62% |
| Owl Rock Clo Iii LLC | 1.46% |
| Federal Home Loan Mortgage Corp. | 1.30% |
| Federal National Mortgage Association | 1.30% |
| CIFC Funding 2022-I Ltd. / CIFC Funding 2022-I Llc | 1.22% |
| Palmer Square Clo 2024-3 Ltd. | 1.22% |
| Golub Capital Partners Clo 46(m) Ltd. | 1.22% |
GULDX Portfolio Allocation
Asset-class allocation of Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Securitized | 84.0% |
| Fixed Income | 10.5% |
| Loans | 8.0% |
| Cash & Equivalents | 0.7% |
| Real Estate | 0.1% |
GULDX Performance
Total returns for GULDX (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 0.6% |
| 1 year | 5.7% |
GULDX Risk Information
Risk metrics for GULDX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 0.9%
GULDX Costs and Fees
GULDX costs about $2 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.02%
- Gross expense ratio: 1.73%
- Portfolio turnover: 25%
- Brokerage commissions: 0.02 bps of average net assets (SEC N-CEN)
GULDX Cashflows
Over the 12 months to 2026-03, Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund had net inflows of $4.64M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-03 | $550.58K |
| 2026-02 | $1.19M |
| 2026-01 | $614.96K |
| 2025-12 | −$993.61K |
| 2025-11 | $116.82K |
| 2025-10 | $144.29K |
GULDX Debt Constituents
Largest debt holdings of Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Debt holding | % of net assets |
|---|---|
| Citadel Securities Global Holdings LLC | 1.21% |
| ICON Investments Six DAC | 0.98% |
| Rocket Companies Inc | 0.74% |
| GA Global Funding Trust | 0.73% |
| Dogwood Term Loan | 0.69% |
| Avantor Funding Inc | 0.57% |
| Medline Borrower LP | 0.56% |
| ContourGlobal Power Holdings S.A. | 0.56% |
| Darling Global Finance Bv | 0.56% |
| Cidron Atrium SE | 0.55% |
GULDX Prospectus and SEC Filings
Official Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other Long Securitized (MBS/ABS/CMBS) Bond funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.