GULDX — Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund
Data updated: 2026-08-31
GULDX — Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund. Holdings, fees, performance and SEC filings.
GULDX Fund Overview
GULDX — Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund is a US mutual fund managed by Guggenheim Funds Trust, categorised as Long Securitized (MBS/ABS/CMBS) Bond. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Guggenheim Funds Trust
- Category: Long Securitized (MBS/ABS/CMBS) Bond
- Assets under management: $20.74M
- 1-year return: 4.9%
- Ticker: GULDX
- SEC CIK: 0000088525
- SEC series ID: S000085234
- Share class ID: C000250201
GULDX Holdings
Top 10 holdings of Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Fannie Mae Or Freddie Mac | 7.26% |
| Federal National Mortgage Association | 7.25% |
| Owl Rock Clo X LLC | 3.37% |
| Slam 2024-1 Ltd. | 2.11% |
| Nlt 2026-Nqm1 Trust | 1.67% |
| Nlt 2025-Nqm1 Trust | 1.50% |
| Owl Rock Clo Iii LLC | 1.45% |
| Federal National Mortgage Association | 1.28% |
| Federal Home Loan Mortgage Corp. | 1.24% |
| Palmer Square Clo 2024-3 Ltd. | 1.21% |
GULDX Portfolio Allocation
Asset-class allocation of Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Securitized | 98.6% |
| Fixed Income | 10.4% |
| Loans | 8.1% |
| Cash & Equivalents | 1.1% |
| Real Estate | 0.2% |
GULDX Performance
Total returns for GULDX (as of 2026-09-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 1.7% |
| 1 year | 4.9% |
| 3 years (annualised) | 4.7% |
GULDX Risk Information
Risk metrics for GULDX, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 0.9%
GULDX Costs and Fees
GULDX costs about $2 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.02%
- Gross expense ratio: 1.73%
- Portfolio turnover: 25%
- Brokerage commissions: 0.02 bps of average net assets (SEC N-CEN)
GULDX Cashflows
Over the 12 months to 2026-06, Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund had net inflows of $3.33M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-06 | −$178.35K |
| 2026-05 | $296.54K |
| 2026-04 | $80.77K |
| 2026-03 | $550.58K |
| 2026-02 | $1.19M |
| 2026-01 | $614.96K |
GULDX Debt Constituents
Largest debt holdings of Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Debt holding | % of net assets |
|---|---|
| Citadel Securities Global Holdings LLC | 1.19% |
| Rocket Companies, Inc. | 0.74% |
| Ga Global Funding Trust | 0.73% |
| Space Exploration Technologies Corp. | 0.58% |
| Avantor Funding, Inc. | 0.58% |
| Medline Borrower LP | 0.56% |
| Contourglobal Power Holdings SA | 0.56% |
| Darling Global Finance Bv | 0.56% |
| Cidron Atrium SE | 0.55% |
| Br Secondaries & Lqdity Solutions | 0.47% |
GULDX Prospectus and SEC Filings
Official Guggenheim Active INvestment Series (GAINS) - Limited Duration Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2026-01-28
- Prospectus supplement (497) — filed 2025-06-23
- Prospectus supplement (497) — filed 2025-01-31
- Portfolio holdings (N-PORT) — filed 2026-08-31
- Portfolio holdings (N-PORT) — filed 2026-06-01
- Portfolio holdings (N-PORT) — filed 2026-03-02
- Annual census (N-CEN) — filed 2025-12-12
- Annual census (N-CEN) — filed 2024-12-13
Related Funds
Other Long Securitized (MBS/ABS/CMBS) Bond funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.