FNY — First Trust Mid Cap Growth AlphaDEX Fund
Data updated: 2026-06-23
FNY — First Trust Mid Cap Growth AlphaDEX Fund data: holdings, portfolio allocation, expenses, performance, cashflows, risk and SEC filings. United States Mid Cap Growth Equity · $518.20M AUM · 0.73% expense ratio · 35.4% 1-yr return. From SEC regulatory filings.
FNY Fund Overview
FNY — First Trust Mid Cap Growth AlphaDEX Fund is a US ETF managed by First Trust Exchange-Traded Alphadex Fund, categorised as United States Mid Cap Growth Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US ETF
- Manager: First Trust Exchange-Traded Alphadex Fund
- Category: United States Mid Cap Growth Equity
- Assets under management: $518.20M
- 1-year return: 35.4%
- Ticker: FNY
- SEC CIK: 0001383496
- SEC series ID: S000031804
- Share class ID: C000099059
FNY Holdings
Top 10 holdings of First Trust Mid Cap Growth AlphaDEX Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Sanmina Corp. | 1.11% |
| Vicor Corp. | 1.11% |
| Ttm Technologies, Inc. | 1.07% |
| Viavi Solutions, Inc. | 1.04% |
| Powell Industries, Inc. | 1.02% |
| Terawulf, Inc. | 1.00% |
| Viasat, Inc. | 0.95% |
| Ies Holdings, Inc. | 0.89% |
| Planet Labs Pbc | 0.88% |
| Sitime Corp. | 0.86% |
FNY Portfolio Allocation
Asset-class allocation of First Trust Mid Cap Growth AlphaDEX Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 100.0% |
| Cash & Equivalents | 0.8% |
FNY Performance
Total returns for FNY (as of 2026-08-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 10.4% |
| 1 year | 35.4% |
| 3 years (annualised) | 19.6% |
| 5 years (annualised) | 7.7% |
FNY Risk Information
Risk metrics for FNY, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 15.4%
FNY Costs and Fees
FNY costs about $73 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.73%
- Gross expense ratio: 0.73%
- Portfolio turnover: 130%
- Brokerage commissions: 5.83 bps of average net assets (SEC N-CEN)
FNY Cashflows
Over the 12 months to 2026-04, First Trust Mid Cap Growth AlphaDEX Fund had net inflows of $37.66M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-04 | −$23.45M |
| 2026-03 | $8.84M |
| 2026-02 | $4.86M |
| 2026-01 | $14.67M |
| 2025-12 | $0 |
| 2025-11 | $8.89M |
FNY Debt Constituents
No individual debt constituents are reported in First Trust Mid Cap Growth AlphaDEX Fund's latest SEC N-PORT filing.
FNY Prospectus and SEC Filings
Official First Trust Mid Cap Growth AlphaDEX Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
Related Funds
Other United States Mid Cap Growth Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.