Neiman Opportunities Fund
Data updated: 2021-06-09
C000167792 — Neiman Opportunities Fund. Developed ex-US Growth Equity · $5.30M AUM · 1.47% expense ratio. Holdings, fees, performance and SEC filings.
C000167792 Fund Overview
Neiman Opportunities Fund is a US mutual fund managed by Neiman Funds, categorised as Developed ex-US Growth Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Neiman Funds
- Category: Developed ex-US Growth Equity
- Assets under management: $5.30M
- 1-year return: 23.0%
- SEC CIK: 0001215880
- SEC series ID: S000053334
- Share class ID: C000167792
C000167792 Investment Objective and Strategy
Neiman Opportunities Fund describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Neiman Funds.
Investment objective
"The Neiman Opportunities Fund (the ""Fund"") seeks long-term capital appreciation."
Principal investment strategy
"The Fund invests primarily in common stocks of companies that the investment adviser believes have the opportunity for capital appreciation. The companies in which the Fund invests may be of any capitalization, but are expected to be primarily between $500 million and $20 billion. The adviser will primarily invest in common stocks of US companies, but may also purchase sponsored American Depositary Receipts (""ADRs""). ADRs are certificates issued by a U.S. bank that represent a certain amount of shares of a foreign company on a foreign or U.S. based stock exchange. The adviser may also invest in Exchange Traded Funds (ETFs) to help capture the overall market or be invested in certain sectors where the adviser feels there are opportunities for capital appreciation. The Fund's adviser selects investments based on one or more valuation metrics, commonly referred to as fundamental analysis.
These metrics may include price to earnings ratio, price to cash flow ratio, price to book value, price to sales ratio, dividend amount, dividend yield, debt to equity ratio, revenue growth, earnings growth, return on equity, and return on assets. The information on which the fundamental analysis is based comes from sources such as SEC filings, computer databases, industry publications, general and business publications, brokerage firm research reports, and other information sources. The adviser regularly reviews each of the companies in the portfolio to monitor the company's relative strength and to determine if each company continues to have potential for future appreciation. The adviser may sell a company when the fundamentals of the business have changed, when the relative strength of the company is weak as compared to the general market, or when there is a company that the adviser believes has greater potential for capital appreciation as an alternative.
The Fund is a non-diversified portfolio, which means it can invest in fewer securities at any one time than a diversified portfolio and can invest more of its assets in securities of a single issuer than a diversified portfolio. Also, the Fund may participate in a limited number of sectors."
C000167792 Performance
Total returns for C000167792 (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| 1 year | 23.0% |
C000167792 Risk Information
Risk metrics for C000167792, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 19.4%
C000167792 Costs and Fees
C000167792 costs about $147 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.47%
- Gross expense ratio: 2.40%
- Portfolio turnover: 99%
- Brokerage commissions: 2.12 bps of average net assets (SEC N-CEN)
C000167792 Cashflows
Over the 12 months to 2021-03, Neiman Opportunities Fund had net outflows of $5.43M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2021-03 | $114.02K |
| 2021-02 | $9.49K |
| 2021-01 | $39.68K |
| 2020-12 | $226.08K |
| 2020-11 | −$191.72K |
| 2020-10 | −$212.12K |
C000167792 Debt Constituents
No individual debt constituents are reported in Neiman Opportunities Fund's latest SEC N-PORT filing.
C000167792 Prospectus and SEC Filings
Official Neiman Opportunities Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2020-08-12
- Prospectus (485BPOS) — filed 2019-08-09
- Prospectus (485BPOS) — filed 2018-08-10
- Portfolio holdings (N-PORT) — filed 2021-05-25
- Portfolio holdings (N-PORT) — filed 2021-02-26
- Portfolio holdings (N-PORT) — filed 2020-11-16
- Annual census (N-CEN) — filed 2021-06-09
- Annual census (N-CEN) — filed 2020-06-09
Related Funds
Other Developed ex-US Growth Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.