Eq/invesco Moderate Allocation Portfolio

C000153798 Fund Overview

Eq/invesco Moderate Allocation Portfolio is a US mutual fund managed by Eq Advisors Trust, categorised as Capital Appreciation / Growth Allocation. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.

• Type: US mutual fund
• Manager: Eq Advisors Trust
• Category: Capital Appreciation / Growth Allocation
• Assets under management: $384.07M
• 1-year return: 11.1%
• SEC CIK: 0001027263
• SEC series ID: S000048892
• Share class ID: C000153798

C000153798 Investment Objective and Strategy

Eq/invesco Moderate Allocation Portfolio describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Eq Advisors Trust.

Investment objective

Seeks long-term capital appreciation while managing portfolio volatility.

Principal investment strategy

The Portfolio invests primarily in equity and fixed income securities, and derivatives and other instruments that have economic characteristics similar to such securities. Under normal circumstances, the Sub-Adviser will invest in a combination of individual securities, exchange-traded funds (ETFs) and futures contracts that provide exposure to global equity markets, including large, mid- and small-cap stocks, and U.S. Treasuries. The Sub-Adviser targets an allocation of approximately 50% of its non-cash assets in U.S. and foreign large, mid- and small cap stocks, as well as ETFs and futures contracts that provide exposure to such stocks. The Sub-Adviser weights each of the equity categories (Large Cap US, Mid Cap US, Small Cap US, and International Developed) according to the relative market capitalization of each category.

The Sub-Adviser rebalances the equity portfolio as necessary to maintain weighting in proportion to market capitalization. The Sub-Adviser targets an allocation of approximately 50% of its non-cash assets in baskets of U.S. Treasuries, U.S. interest rate futures contracts, and ETFs to create a fixed income allocation with a risk and return profile similar to that of the Bloomberg Barclays U.S. Intermediate Government Bond Index, which is an unmanaged index consisting of all U.S. Treasury and agency securities with remaining maturities of one to ten years. The Sub-Adviser also employs a risk management process intended to manage the volatility level of the Portfolios annual returns. Volatility is a statistical measure of the magnitude of changes in the Portfolios returns, without regard to the direction of those changes.

Higher volatility generally indicates higher risk and is often reflected by frequent and sometimes significant movements up and down in value. To implement this volatility management strategy, the Sub-Adviser will monitor forecasted annualized volatility of the Portfolios returns, placing a greater weight on recent historic data. During periods of heightened forecasted volatility, the Sub-Adviser will attempt to lower volatility by closing existing long exchange-traded futures contracts, selling exposures that are derived using ETFs or, in the case where physical securities are held, selling exchange-traded futures contracts, in the effort to target a certain level of maximum annual volatility as determined by the Sub-Adviser based on its proprietary risk model. The Sub-Adviser may use these methods as often as daily to lower the Portfolios expected volatility level.

Due to market conditions or other factors, the actual or realized volatility of the Portfolio for any particular period of time may be materially higher or lower than the target maximum annual level. Although these actions are intended to reduce the overall risk of investing in the Portfolio, they may result in periods of underperformance, including periods when market values are increasing, but market volatility is high. In addition, these actions may expose the Portfolio to costs to which it would otherwise not have been exposed, and if unsuccessful may result in substantial losses. Volatility management techniques may reduce potential losses and/or mitigate financial risks to insurance companies that provide certain benefits and guarantees available under the Contracts and offer the Portfolio as an investment option in their products.

The Portfolios investments in derivatives may be deemed to involve the use of leverage because the Portfolio is not required to invest the full market value of the contract upon entering into the contract but participates in gains and losses on the full contract price. The use of derivatives also may be deemed to involve the use of leverage because the heightened price sensitivity of some derivatives to market changes may magnify the Portfolios gain or loss. It is not generally expected, however, that the Portfolio will be leveraged by borrowing money for investment purposes. The Portfolio may maintain a considerable percentage of its total assets in cash and cash equivalent instruments, including money market funds which may be affiliated with the Sub-Adviser, as margin or collateral for the Portfolios obligations under derivative transactions, to implement the volatility management strategy, and for other portfolio management purposes.

The larger the value of the Portfolios derivative positions, as opposed to positions held in non-derivative instruments, the more the Portfolio will be required to maintain cash and cash equivalents as margin or collateral for such derivatives. The Portfolio also may lend its portfolio securities to earn additional income.

C000153798 Holdings

Top 10 holdings of Eq/invesco Moderate Allocation Portfolio by percentage of net assets, from the fund's latest SEC N-PORT filing.

View all C000153798 holdings

C000153798 Portfolio Allocation

Asset-class allocation of Eq/invesco Moderate Allocation Portfolio by percentage of net assets, from the latest SEC N-PORT filing.

C000153798 Performance

Total returns for C000153798 (as of 2026-10-01), from SEC filings.

C000153798 Risk Information

Risk metrics for C000153798, derived from monthly returns in SEC filings.

• 1-year volatility (annualised): 6.3%

C000153798 Costs and Fees

C000153798 costs about $115 per $10,000 invested per year in fund expenses.

• Net expense ratio: 1.15%
• Gross expense ratio: 1.25%
• Portfolio turnover: 37%
• Brokerage commissions: 0.10 bps of average net assets (SEC N-CEN)

C000153798 Cashflows

Over the 12 months to 2026-06, Eq/invesco Moderate Allocation Portfolio had net outflows of $8.65M, from monthly SEC N-PORT filings.

C000153798 Debt Constituents

Largest debt holdings of Eq/invesco Moderate Allocation Portfolio by percentage of net assets, from the latest SEC N-PORT filing.

C000153798 Prospectus and SEC Filings

Official Eq/invesco Moderate Allocation Portfolio filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.

• Prospectus (485BPOS) — filed 2025-04-28
• Prospectus (485BPOS) — filed 2024-04-26
• Prospectus (485BPOS) — filed 2023-04-26
• Portfolio holdings (N-PORT) — filed 2026-08-25
• Portfolio holdings (N-PORT) — filed 2026-05-26
• Portfolio holdings (N-PORT) — filed 2026-02-27
• Annual census (N-CEN) — filed 2026-03-11
• Annual census (N-CEN) — filed 2025-03-10

Related Funds

Other Capital Appreciation / Growth Allocation funds tracked on ABC INVEST:

• Catalyst/Millburn Hedge Strategy Fund (MBXAX)
• Roundhill Magnificent Seven ETF (MAGS)
• SPDR Bridgewater All Weather ETF (ALLW)
• Capital Appreciation Value Fund (JCAVX)
• Goldman Sachs Growth Strategy Portfolio (GGSIX)

Data Sources

ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.