Aquila Three Peaks Opportunity Growth Fund
Data updated: 2024-11-22
C000129287 — Aquila Three Peaks Opportunity Growth Fund. United States Mid Cap Blend / Core Equity · $94.37M AUM. Holdings, fees, performance and SEC filings.
C000129287 Fund Overview
Aquila Three Peaks Opportunity Growth Fund is a US mutual fund managed by Aquila Funds Trust, categorised as United States Mid Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: Aquila Funds Trust
- Category: United States Mid Cap Blend / Core Equity
- Assets under management: $94.37M
- 1-year return: 21.1%
- SEC CIK: 0000707800
- SEC series ID: S000041644
- Share class ID: C000129287
C000129287 Investment Objective and Strategy
Aquila Three Peaks Opportunity Growth Fund describes its objective and strategy as follows, from its latest prospectus filed with the SEC by Aquila Funds Trust.
Investment objective
The Fund's objective is capital appreciation.
Principal investment strategy
"The Fund invests, under normal circumstances, at least 70% of its net assets in equity securities believed to have the potential for capital appreciation. In addition to common stocks, exchange traded funds that invest primarily in equity securities, warrants, convertible bonds and preferred stock are considered equity securities for purposes of the equity allocation. The Fund's investment strategy focuses on factors specific to each investment, such as an improving balance sheet and an improving leverage ratio. The Fund invests in equity securities without regard to whether they could be described as ""growth"" or ""value."" The Fund invests in a range of stock market capitalizations that could include small-cap, mid-cap, and large-cap. The Fund may, from time to time, hold as much as 30% of its net assets in a variety of fixed income securities of any maturity, including lower-quality corporate debt securities (often referred to as high yield or ""junk"" bonds).
The Fund may invest in high yield bonds in an effort to moderate equity market volatility by virtue of the coupon payments and the Sub-Adviser's expectation of lower volatility of high yield bonds relative to equity securities. The Fund may also invest in fixed income securities to increase returns. Other debt instruments, such as exchange traded funds that invest primarily in fixed income securities, zero coupon bonds or pay-in-kind (""PIK"") bonds can be included in the fixed income allocation. The Fund may invest up to 15% of its net assets in foreign securities (debt and/or equity). The Fund may also hold cash or other short-term investments."
C000129287 Holdings
Top 10 holdings of Aquila Three Peaks Opportunity Growth Fund by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| Dreyfus Treasury Obligations Cash Management Fund | 4.41% |
| Micron Technology Inc | 4.40% |
| ZoomInfo Technologies Inc | 4.37% |
| Arista Networks Inc | 4.07% |
| Coherent Corp | 3.67% |
| ARM Holdings PLC | 3.64% |
| Illumina Inc | 3.45% |
| ROBLOX Corp | 3.28% |
| Elastic NV | 3.17% |
| Dexcom Inc | 2.98% |
C000129287 Portfolio Allocation
Asset-class allocation of Aquila Three Peaks Opportunity Growth Fund by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 95.7% |
| Cash & Equivalents | 4.4% |
C000129287 Performance
Total returns for C000129287 (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| 1 year | 21.1% |
| 3 years (annualised) | 3.6% |
| 5 years (annualised) | 7.5% |
C000129287 Risk Information
Risk metrics for C000129287, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 15.6%
C000129287 Costs and Fees
C000129287 costs about $176 per $10,000 invested per year in fund expenses.
- Net expense ratio: 1.76%
- Portfolio turnover: 107%
- Brokerage commissions: 0.00 bps of average net assets (SEC N-CEN)
C000129287 Cashflows
Over the 12 months to 2024-09, Aquila Three Peaks Opportunity Growth Fund had net outflows of $19.77M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2024-09 | −$2.86M |
| 2024-08 | −$6.60M |
| 2024-07 | −$4.19M |
| 2024-06 | −$2.36M |
| 2024-05 | −$3.75M |
| 2024-04 | −$3.63M |
C000129287 Debt Constituents
No individual debt constituents are reported in Aquila Three Peaks Opportunity Growth Fund's latest SEC N-PORT filing.
C000129287 Prospectus and SEC Filings
Official Aquila Three Peaks Opportunity Growth Fund filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2024-04-15
- Prospectus (485BPOS) — filed 2023-04-20
- Prospectus (485BPOS) — filed 2022-04-22
- Portfolio holdings (N-PORT) — filed 2024-11-22
- Portfolio holdings (N-PORT) — filed 2024-08-20
- Portfolio holdings (N-PORT) — filed 2024-05-23
- Annual census (N-CEN) — filed 2024-03-05
- Annual census (N-CEN) — filed 2023-03-15
Related Funds
Other United States Mid Cap Blend / Core Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.