Small Cap Stock Index Portfolio
Data updated: 2026-08-24
C000007613 — Small Cap Stock Index Portfolio. United States Small Cap Blend / Core Equity · $620.79M AUM. Holdings, fees, performance and SEC filings.
C000007613 Fund Overview
Small Cap Stock Index Portfolio is a US mutual fund managed by BNY Mellon Investment Portfolios, categorised as United States Small Cap Blend / Core Equity. ABC INVEST provides holdings, performance, costs, cashflows, risk data, prospectus documents and SEC filings, sourced from SEC filings.
- Type: US mutual fund
- Manager: BNY Mellon Investment Portfolios
- Category: United States Small Cap Blend / Core Equity
- Assets under management: $620.79M
- 1-year return: 37.0%
- SEC CIK: 0001056707
- SEC series ID: S000002780
- Share class ID: C000007613
C000007613 Investment Objective and Strategy
Small Cap Stock Index Portfolio describes its objective and strategy as follows, from its latest prospectus filed with the SEC by BNY Mellon Investment Portfolios.
Investment objective
The fund seeks to match the performance of the Standard & Poor's SmallCap 600 Index (S&P SmallCap 600 Index).
Principal investment strategy
"To pursue its goal, the fund generally is fully invested in all of the stocks that comprise the S&P SmallCap 600 Index. The fund generally invests in all of the stocks in the index in proportion to their weighting in the index; however, at times, the fund may invest in a representative sample of stocks included in the index and in futures whose performance is tied to the index. Under these circumstances, the fund expects to invest in approximately 500 or more of the stocks in the index. Because the fund has expenses, performance will tend to be slightly lower than that of the S&P SmallCap 600 Index. The fund attempts to have a correlation between its performance and that of the S&P SmallCap 600 Index of at least .95, before fees and expenses. A correlation of 1.00 would mean that the fund and the index were perfectly correlated.
The S&P SmallCap 600 Index is an unmanaged index of the common stocks of 600 small-sized companies in the U.S. Standard & Poor's weights each company's stock in the index by its market capitalization (i.e., the share price times the number of shares outstanding), adjusted by the number of available float shares (i.e., those shares available to public investors). As of February 2026, companies eligible to be included in the S&P SmallCap 600 Index generally have market capitalizations ranging between approximately $1.2 billion and $8.0 billion. The fund will concentrate its investments (i.e., hold 25% or more of its total assets) in a particular industry or group of industries to approximately the same extent that the index is concentrated. In addition, to the extent the fund purchases securities comprising the SmallCap 600 Index, the fund may, from time to time, invest a significant portion of its assets in securities of companies in certain sectors.
""Standard & Poor's ,"" ""S&P "" and ""S&P SmallCap 600 Index"" are trademarks of Standard & Poor's Financial Services LLC and have been licensed for use by the fund. The fund is not sponsored, endorsed, sold or promoted by Standard & Poor's and Standard & Poor's makes no representation regarding the advisability of investing in the fund."
C000007613 Holdings
Top 10 holdings of Small Cap Stock Index Portfolio by percentage of net assets, from the fund's latest SEC N-PORT filing.
| Holding | % of net assets |
|---|---|
| iShares Trust | 1.07% |
| Formfactor, Inc. | 0.67% |
| Viasat, Inc. | 0.65% |
| Molina Healthcare, Inc. | 0.64% |
| Argan, Inc. | 0.60% |
| Brightspring Health Services, Inc. | 0.59% |
| Element Solutions, Inc. | 0.59% |
| Maxlinear, Inc. | 0.58% |
| Krystal Biotech, Inc. | 0.52% |
| Esco Technologies, Inc. | 0.48% |
C000007613 Portfolio Allocation
Asset-class allocation of Small Cap Stock Index Portfolio by percentage of net assets, from the latest SEC N-PORT filing.
| Asset class | Allocation |
|---|---|
| Equity | 99.5% |
| Cash & Equivalents | 0.7% |
C000007613 Performance
Total returns for C000007613 (as of 2026-10-01), from SEC filings.
| Period | Total return |
|---|---|
| YTD | 23.7% |
| 1 year | 37.0% |
| 3 years (annualised) | 15.3% |
| 5 years (annualised) | 6.7% |
C000007613 Risk Information
Risk metrics for C000007613, derived from monthly returns in SEC filings.
- 1-year volatility (annualised): 14.1%
C000007613 Costs and Fees
C000007613 costs about $61 per $10,000 invested per year in fund expenses.
- Net expense ratio: 0.61%
- Gross expense ratio: 0.61%
- Portfolio turnover: 61%
- Brokerage commissions: 0.61 bps of average net assets (SEC N-CEN)
C000007613 Cashflows
Over the 12 months to 2026-06, Small Cap Stock Index Portfolio had net outflows of $22.93M, from monthly SEC N-PORT filings.
| Month | Net flow |
|---|---|
| 2026-06 | −$124.99K |
| 2026-05 | −$3.66M |
| 2026-04 | −$15.93M |
| 2026-03 | $45.07M |
| 2026-02 | −$6.11M |
| 2026-01 | −$3.41M |
C000007613 Debt Constituents
No individual debt constituents are reported in Small Cap Stock Index Portfolio's latest SEC N-PORT filing.
C000007613 Prospectus and SEC Filings
Official Small Cap Stock Index Portfolio filings on SEC EDGAR — prospectus, portfolio holdings and annual reports.
- Prospectus (485BPOS) — filed 2026-04-20
- Prospectus (485BPOS) — filed 2025-04-23
- Prospectus (485BPOS) — filed 2024-04-15
- Portfolio holdings (N-PORT) — filed 2026-08-24
- Portfolio holdings (N-PORT) — filed 2026-05-27
- Portfolio holdings (N-PORT) — filed 2026-02-23
- Annual census (N-CEN) — filed 2026-03-12
- Annual census (N-CEN) — filed 2025-03-17
Related Funds
Other United States Small Cap Blend / Core Equity funds tracked on ABC INVEST:
Data Sources
ABC INVEST compiles this page from public filings made to the U.S. Securities and Exchange Commission (SEC) through EDGAR: portfolio holdings and monthly cashflows from Form N-PORT, expenses and returns from fund prospectuses (Form 485BPOS) and the SEC DERA Risk/Return Summary data sets, annual data from Form N-CEN, and shareholder reports from Form N-CSR.