C000005028 Holdings — Dreyfus Stock Index Fund, Inc.

All 500 reported holdings of Dreyfus Stock Index Fund, Inc. (C000005028) by percentage of net assets, from the fund's latest SEC N-PORT filing.

Holding% of net assetsValue (USD)
NVIDIA Corp.9.25%$217.61M
Apple Inc.8.14%$191.33M
Microsoft Corp.6.00%$141.18M
Amazon.com, Inc.4.44%$104.46M
Alphabet Inc.3.66%$86.06M
Broadcom Inc3.20%$75.35M
Alphabet Inc.2.93%$68.80M
Meta Platforms Inc2.73%$64.26M
Tesla Inc2.28%$53.73M
Berkshire Hathaway Inc.1.92%$45.13M
Dreyfus Institutional Preferred Money Market Funds1.84%$43.35M
JPMorgan Chase & Co.1.73%$40.75M
Eli Lilly & Co.1.59%$37.42M
Exxon Mobil Corp.1.55%$36.38M
Johnson & Johnson1.28%$30.22M
Walmart Inc1.19%$27.96M
Visa Inc1.11%$26.08M
Costco Wholesale Corporation0.97%$22.72M
MasterCard Incorporated0.89%$20.89M
Netflix, Inc.0.89%$20.84M
Chevron Corp.0.85%$19.89M
AbbVie Inc.0.84%$19.77M
Micron Technology Inc.0.83%$19.51M
The Procter & Gamble Co.0.73%$17.27M
Palantir Technologies Inc0.73%$17.13M
Advanced Micro Devices Inc.0.72%$17.04M
Caterpillar Inc0.72%$16.92M
Home Depot Inc.0.72%$16.84M
Bank of America Corp.0.71%$16.63M
Cisco Systems, Inc.0.67%$15.79M
GE Aerospace0.65%$15.40M
Merck & Co., Inc0.65%$15.30M
Coca-Cola Co (The)0.64%$15.09M
Applied Materials Inc.0.59%$13.92M
Lam Research Corporation0.58%$13.69M
RTX Corp.0.56%$13.25M
Philip Morris International Inc.0.56%$13.24M
Goldman Sachs Group, Inc.0.55%$12.99M
Oracle Corp.0.54%$12.81M
Wells Fargo & Co.0.54%$12.65M
UnitedHealth Group Inc.0.53%$12.55M
GE Vernova Inc.0.51%$12.08M
Linde PLC0.50%$11.85M
International Business Machines Corp.0.50%$11.65M
McDonald's Corp.0.48%$11.39M
Pepsico Inc0.46%$10.86M
Verizon Communications Inc.0.46%$10.83M
Intel Corporation0.45%$10.64M
AT&T Inc0.44%$10.44M
Citigroup Inc.0.43%$10.16M
Morgan Stanley0.43%$10.14M
KLA Corp.0.42%$9.95M
NextEra Energy Inc0.42%$9.95M
Amgen Inc.0.41%$9.75M
Thermo Fisher Scientific Inc0.40%$9.44M
Abbott Laboratories0.39%$9.18M
The TJX Companies Inc.0.39%$9.07M
Texas Instruments Inc.0.38%$9.01M
Salesforce Inc.0.38%$9.00M
Gilead Sciences Inc.0.38%$8.89M
Walt Disney Company0.37%$8.78M
Intuitive Surgical Inc.0.36%$8.41M
American Express Company0.36%$8.36M
ConocoPhillips0.35%$8.29M
Pfizer Inc.0.35%$8.21M
The Charles Schwab Corporation0.34%$8.07M
Boeing Co.0.34%$8.02M
Analog Devices Inc.0.34%$7.97M
Amphenol Corporation0.34%$7.96M
Uber Technologies Inc0.32%$7.61M
Union Pacific Corporation0.31%$7.40M
Honeywell International Inc.0.31%$7.38M
Deere & Company0.31%$7.28M
Blackrock Inc.0.30%$7.14M
Eaton Corporation PLC0.30%$7.09M
QUALCOMM Inc.0.30%$7.04M
Welltower Inc.0.30%$6.98M
Booking Holdings Inc0.30%$6.98M
Lowes Companies, Inc.0.29%$6.82M
S&P Global Inc0.28%$6.68M
Palo Alto Networks Inc0.28%$6.66M
Arista Networks Inc0.28%$6.52M
Bristol-Myers Squibb Company0.27%$6.35M
Prologis Inc.0.27%$6.32M
Lockheed Martin Corporation0.27%$6.27M
Accenture PLC0.27%$6.27M
Intuit Inc0.26%$6.20M
Chubb Ltd. Switzerland0.26%$6.08M
Newmont Corporation0.26%$6.08M
Danaher Corporation0.26%$6.07M
The Progressive Corporation0.25%$5.98M
Capital One Financial Corp.0.25%$5.85M
Vertex Pharmaceuticals Incorporated0.25%$5.83M
Parker-Hannifin Corp.0.25%$5.81M
Stryker Corporation0.24%$5.76M
Medtronic PLC0.24%$5.72M
Altria Group, Inc.0.24%$5.70M
Servicenow Inc0.24%$5.63M
Applovin Corp.0.24%$5.54M
CME Group Inc.0.23%$5.48M
Southern Co.0.23%$5.47M
Corning Incorporated0.23%$5.46M
Mckesson Corp.0.23%$5.43M
Comcast Corporation0.23%$5.31M
Starbucks Corp.0.22%$5.24M
Duke Energy Corp0.22%$5.24M
Adobe Inc0.22%$5.13M
T-Mobile US Inc0.22%$5.12M
Crowdstrike Holdings Inc0.21%$5.04M
Equinix, Inc.0.21%$4.95M
Vertiv Holdings Co0.21%$4.91M
Sandisk Corp.0.20%$4.81M
Boston Scientific Corporation0.20%$4.79M
Howmet Aerospace Inc0.20%$4.77M
Trane Technologies PLC0.20%$4.75M
Western Digital Corp.0.20%$4.70M
CVS Health Corp0.20%$4.69M
Northrop Grumman Corporation0.20%$4.65M
Williams Companies Inc. (The)0.19%$4.57M
Intercontinental Exchange Inc0.19%$4.55M
Constellation Energy Corp.0.19%$4.49M
General Dynamics Corporation0.19%$4.47M
Blackstone Inc0.19%$4.42M
Seagate Technology Holdings PLC0.19%$4.39M
Waste Management, Inc.0.19%$4.37M
Freeport-McMoRan Inc.0.18%$4.34M
Marsh & McLennan Companies, Inc.0.18%$4.31M
PNC Financial Services Group Inc.0.18%$4.29M
Automatic Data Processing, Inc.0.18%$4.22M
Quanta Services, Inc.0.18%$4.20M
The Bank of New York Mellon Corp.0.18%$4.18M
U.S. Bancorp.0.18%$4.15M
American Tower Corporation0.18%$4.15M
Johnson Controls International PLC0.17%$4.11M
EOG Resources Inc.0.17%$4.01M
O'Reilly Automotive Inc.0.17%$4.00M
Regeneron Pharmaceuticals, Inc.0.17%$4.00M
FedEx Corporation0.17%$3.97M
Slb Ltd.0.17%$3.94M
CSX Corporation0.17%$3.92M
Valero Energy Corp.0.17%$3.91M
3M Company0.17%$3.91M
Synopsys Inc0.17%$3.90M
Cadence Design Systems, Inc.0.17%$3.88M
Mondelez International Inc.0.16%$3.82M
Cummins Inc.0.16%$3.81M
HCA Healthcare Inc0.16%$3.81M
The Sherwin-Williams Company0.16%$3.79M
Emerson Electric Co.0.16%$3.78M
Phillips 660.16%$3.75M
Marathon Petroleum Corp.0.16%$3.75M
United Parcel Service, Inc.0.16%$3.73M
Motorola Solutions Inc0.16%$3.71M
Marriott International, Inc.0.16%$3.68M
Crh PLC0.15%$3.62M
The Cigna Group0.15%$3.59M
American Electric Power Co, Inc.0.15%$3.59M
Hilton Worldwide Holdings Inc0.15%$3.56M
Aon PLC0.15%$3.55M
Ross Stores Inc0.15%$3.54M
Colgate-Palmolive Co.0.15%$3.52M
Royal Caribbean Cruises Ltd.0.15%$3.52M
Warner Bros. Discovery Inc.0.15%$3.49M
Ecolab Inc.0.15%$3.48M
Illinois Tool Works Inc.0.15%$3.47M
General Motors Company0.15%$3.46M
Moodys Corp.0.15%$3.43M
Air Products & Chemicals, Inc.0.14%$3.36M
Transdigm Group, Inc.0.14%$3.34M
Kinder Morgan, Inc.0.14%$3.34M
Elevance Health Inc.0.14%$3.34M
Norfolk Southern Corporation0.14%$3.30M
L3 Harris Technologies Inc0.14%$3.29M
KKR & Co Inc.0.14%$3.25M
Travelers Companies, Inc.0.14%$3.25M
Sempra0.14%$3.24M
Nike, Inc.0.14%$3.22M
Cencora Inc0.14%$3.18M
TE Connectivity PLC0.13%$3.15M
Simon Property Group Inc0.13%$3.11M
Paccar Inc0.13%$3.10M
Baker Hughes Company0.13%$3.10M
Truist Financial Corp.0.13%$3.06M
Digital Realty Trust Inc.0.13%$2.97M
Cintas Corp.0.13%$2.96M
Corteva Inc0.12%$2.92M
Realty Income Corporation0.12%$2.91M
Oneok Inc.0.12%$2.90M
DoorDash Inc0.12%$2.87M
Autozone, Inc.0.12%$2.87M
Robinhood Markets Inc0.12%$2.84M
Gallagher Aj &Co0.12%$2.84M
Target Corp.0.12%$2.81M
Targa Resources Corp.0.12%$2.80M
Ciena Corporation0.12%$2.80M
The Allstate Corporation0.12%$2.77M
Fastenal Co.0.12%$2.74M
Airbnb Inc0.12%$2.74M
Monolithic Power Systems Inc.0.12%$2.73M
Apollo Global Management Inc0.11%$2.70M
Dominion Energy Inc0.11%$2.68M
Fortinet Inc0.11%$2.66M
Monster Beverage Corp0.11%$2.64M
Aflac Incorporated0.11%$2.62M
Entergy Corporation0.11%$2.61M
Autodesk Inc0.11%$2.60M
Exelon Corp.0.11%$2.58M
Lumentum Holdings Inc.0.11%$2.57M
Ametek, Inc.0.11%$2.55M
Zoetis Inc.0.11%$2.55M
Cardinal Health, Inc.0.11%$2.54M
NXP Semiconductors NV0.11%$2.53M
Keysight Technologies, Inc.0.11%$2.53M
Dell Technologies Inc0.11%$2.52M
Comfort Systems USA Inc.0.11%$2.49M
Vistra Corp0.10%$2.44M
W.w. Grainger Inc.0.10%$2.43M
Teradyne Inc.0.10%$2.42M
Occidental Petroleum Corp.0.10%$2.39M
Xcel Energy Inc0.10%$2.39M
Edwards Lifesciences Corporation0.10%$2.36M
United Rentals, Inc.0.10%$2.36M
Electronic Arts Inc.0.10%$2.35M
IDEXX Laboratories Inc.0.10%$2.34M
Carvana Co0.10%$2.32M
Becton, Dickinson and Company0.10%$2.29M
Carrier Global Corporation0.10%$2.29M
Ford Motor Company0.10%$2.29M
Coherent Corp0.10%$2.28M
Republic Services, Inc.0.10%$2.27M
Yum! Brands Inc.0.10%$2.25M
Delta Air Lines Inc.0.10%$2.25M
Westinghouse Air Brake Technologies Corp.0.09%$2.23M
Public Storage0.09%$2.20M
The Kroger Co.0.09%$2.16M
Chipotle Mexican Grill Inc0.09%$2.13M
Paypal Holdings Inc.0.09%$2.13M
eBay Inc.0.09%$2.12M
American International Group Inc.0.09%$2.12M
Fifth Third Bancorp0.09%$2.11M
Ameriprise Financial, Inc.0.09%$2.08M
Rockwell Automation, Inc.0.09%$2.07M
Consolidated Edison, Inc.0.09%$2.07M
EQT Corporation0.09%$2.05M
CBRE Group Inc.0.09%$2.05M
Public Service Enterprise Group Incorporated0.09%$2.05M
MSCI Inc.0.09%$2.02M
MetLife Inc.0.09%$2.02M
Coinbase Global Inc0.09%$2.00M
Nasdaq Inc0.08%$1.99M
Ventas Inc.0.08%$1.98M
Garmin Ltd0.08%$1.97M
Nucor Corporation0.08%$1.97M
Roper Technologies Inc0.08%$1.95M
Datadog Inc0.08%$1.95M
PG&E Corporation0.08%$1.94M
The Hartford Insurance Group Inc.0.08%$1.93M
WEC Energy Group Inc.0.08%$1.93M
D.R. Horton, Inc.0.08%$1.92M
Diamondback Energy Inc0.08%$1.89M
Vulcan Materials Company0.08%$1.87M
Keurig Dr Pepper Inc0.08%$1.86M
Old Dominion Freight Line Inc.0.08%$1.86M
Microchip Technology Incorporated0.08%$1.82M
State Street Corp.0.08%$1.82M
Martin Marietta Materials Inc0.08%$1.80M
Archer-Daniels-Midland Co.0.08%$1.79M
Crown Castle Inc.0.08%$1.79M
Take-Two Interactive Software Inc.0.08%$1.79M
Arch Capital Group Ltd.0.08%$1.78M
Sysco Corporation0.08%$1.78M
Prudential Financial, Inc.0.07%$1.76M
Axon Enterprise Inc0.07%$1.75M
ResMed Inc.0.07%$1.71M
GE Healthcare Technologies Inc.0.07%$1.69M
Emcor Group Inc0.07%$1.68M
Halliburton Company0.07%$1.67M
Kimberly-Clark Corporation0.07%$1.66M
Block Inc0.07%$1.66M
Kenvue Inc.0.07%$1.65M
Agilent Technologies Inc.0.07%$1.65M
Devon Energy Corporation0.07%$1.62M
NRG Energy, Inc.0.07%$1.62M
Huntington Bancshares Incorporated0.07%$1.61M
Hewlett Packard Enterprise Co.0.07%$1.60M
M&T Bank Corporation0.07%$1.59M
Fiserv Inc.0.07%$1.59M
Hershey Co. (The)0.07%$1.58M
Atmos Energy Corp.0.07%$1.58M
Otis Worldwide Corp.0.07%$1.56M
Ameren Corp.0.07%$1.56M
Iron Mountain Inc.0.07%$1.55M
Dow Inc0.07%$1.54M
Cboe Global Markets Inc0.07%$1.54M
Carnival Corp.0.07%$1.54M
DTE Energy Co.0.07%$1.53M
Interactive Brokers Group Inc0.07%$1.53M
Waters Corporation0.06%$1.52M
Cognizant Technology Solutions Corp.0.06%$1.51M
Xylem, Inc.0.06%$1.51M
Paychex Inc0.06%$1.50M
United Airlines Holdings Inc0.06%$1.49M
Vici Properties Inc0.06%$1.49M
Ingersoll Rand Inc0.06%$1.48M
Copart Inc0.06%$1.48M
Tapestry Inc0.06%$1.48M
Dover Corporation0.06%$1.47M
Jabil Inc0.06%$1.46M
Teledyne Technologies Inc0.06%$1.46M
IQVIA Holdings Inc.0.06%$1.45M
PPL Corporation0.06%$1.45M
Centerpoint Energy Inc0.06%$1.45M
Edison International0.06%$1.44M
Extra Space Storage, Inc.0.06%$1.42M
Texas Pacific Land Corp.0.06%$1.42M
Workday Inc0.06%$1.41M
Expedia Group Inc0.06%$1.41M
FirstEnergy Corp.0.06%$1.40M
Willis Towers Watson PLC0.06%$1.39M
Biogen Inc0.06%$1.38M
Eversource Energy0.06%$1.38M
American Water Works Company, Inc.0.06%$1.36M
Verisk Analytics, Inc.0.06%$1.36M
Northern Trust Corporation0.06%$1.35M
Expand Energy Corp.0.06%$1.34M
Coterra Energy Inc0.06%$1.35M
Dollar General Corporation0.06%$1.34M
Hubbell Incorporated0.06%$1.34M
Mettler-Toledo International Inc0.06%$1.33M
Raymond James Financial Inc.0.06%$1.31M
Fair Isaac Corporation0.06%$1.30M
Citizens Financial Group Inc0.06%$1.29M
Fidelity National Information Services Inc0.05%$1.27M
Qnity Electronics Inc.0.05%$1.26M
ON Semiconductor Corp.0.05%$1.25M
DexCom Inc0.05%$1.24M
Steel Dynamics, Inc.0.05%$1.23M
Tractor Supply Co0.05%$1.23M
PPG Industries, Inc.0.05%$1.23M
Cincinnati Financial Corporation0.05%$1.23M
CMS Energy Corporation0.05%$1.23M
Live Nation Entertainment, Inc.0.05%$1.22M
AvalonBay Communities, Inc.0.05%$1.22M
Synchrony Financial0.05%$1.20M
Omnicom Group Inc0.05%$1.19M
Ulta Beauty Inc0.05%$1.19M
Ares Management Corporation0.05%$1.16M
Darden Restaurants, Inc.0.05%$1.16M
Pultegroup, Inc.0.05%$1.16M
Regions Financial Corporation0.05%$1.16M
NiSource Inc.0.05%$1.16M
Church & Dwight Co Inc.0.05%$1.14M
Williams-Sonoma Inc.0.05%$1.14M
Equifax Inc.0.05%$1.13M
First Solar Inc0.05%$1.12M
Labcorp Holdings Inc0.05%$1.12M
Veralto Corp.0.05%$1.12M
Albemarle Corp0.05%$1.11M
Steris PLC0.05%$1.11M
Quest Diagnostics Incorporated0.05%$1.09M
Equity Residential0.05%$1.09M
LyondellBasell Industries NV0.05%$1.08M
Humana Inc.0.05%$1.07M
Constellation Brands, Inc.0.05%$1.07M
Dollar Tree Inc0.05%$1.07M
Smurfit WestRock plc0.04%$1.04M
Verisign, Inc.0.04%$1.04M
Corpay Inc0.04%$1.04M
NetApp Inc.0.04%$1.03M
General Mills, Inc.0.04%$1.01M
Expeditors International Of Washington Inc.0.04%$1.01M
CF Industries Holdings, Inc.0.04%$1.01M
Leidos Holdings Inc0.04%$1.01M
Broadridge Financial Solutions Inc.0.04%$1.01M
The Kraft Heinz Co.0.04%$1.01M
International Paper Co.0.04%$1.00M
Price T Rowe Group Inc.0.04%$996.23K
C.H. Robinson Worldwide Inc0.04%$997.42K
W.R. Berkley Corporation0.04%$991.75K
Packaging Corporation of America0.04%$988.10K
Dupont De Nemours Inc0.04%$984.70K
KeyCorp0.04%$982.03K
Charter Communications, Inc.0.04%$977.29K
Evergy Inc0.04%$975.18K
Snap-On Incorporated0.04%$975.61K
Brown & Brown Inc0.04%$961.46K
Tyson Foods, Inc.0.04%$958.17K
Alliant Energy Corporation0.04%$952.26K
International Flavors & Fragrances Inc.0.04%$952.36K
West Pharmaceutical Services Incorporated0.04%$945.16K
Southwest Airlines Co.0.04%$946.09K
Loews Corporation0.04%$946.36K
NVR Inc0.04%$942.35K
Zimmer Biomet Holdings Inc0.04%$935.85K
Lennar Corp.0.04%$934.05K
SBA Communications Corp.0.04%$921.65K
Weyerhaeuser Company0.04%$911.95K
The Estee Lauder Companies Inc.0.04%$907.60K
Amcor PLC0.04%$904.87K
Moderna Inc0.04%$903.78K
HP Inc0.04%$902.51K
Bunge Global SA0.04%$890.91K
Principal Financial Group Inc.0.04%$892.09K
Fortive Corporation0.04%$885.14K
Hologic Inc0.04%$869.51K
Costar Group Inc0.04%$870.01K
Global Payments Inc0.04%$860.97K
PTC Inc0.04%$847.96K
F5 Inc0.04%$839.35K
Kimco Realty Corporation0.04%$831.68K
Akamai Technologies, Inc.0.04%$830.37K
Ball Corporation0.04%$825.18K
CDW Corp0.04%$821.97K
Rollins Inc0.03%$821.23K
Las Vegas Sands Corp0.03%$817.74K
Trimble Inc0.03%$813.42K
EchoStar Corp.0.03%$805.91K
Essex Property Trust, Inc.0.03%$803.20K
Incyte Corporation.0.03%$804.54K
Lululemon Athletica, Inc.0.03%$803.77K
Viatris Inc0.03%$801.21K
APA Corp.0.03%$802.63K
Centene Corp.0.03%$800.30K
Tyler Technologies Inc.0.03%$777.89K
Lennox International Inc.0.03%$769.99K
Genuine Parts Co0.03%$766.37K
J. B. Hunt Transport Services, Inc.0.03%$765.38K
Huntington Ingalls Industries, Inc.0.03%$758.66K
Textron Inc.0.03%$755.99K
Deckers Outdoor Corp.0.03%$749.17K
The Cooper Companies, Inc.0.03%$738.09K
Pentair PLC0.03%$737.21K
Jacobs Solutions Inc.0.03%$733.64K
Nordson Corp0.03%$730.33K
Mid-America Apartment Communities, Inc.0.03%$728.81K
Aptiv PLC0.03%$726.69K
Insulet Corporation0.03%$726.68K
Idex Corporation0.03%$703.04K
Invitation Homes, Inc.0.03%$695.60K
Everest Group Ltd0.03%$693.58K
Tko Group Holdings, Inc.0.03%$694.08K
Avery Dennison Corporation0.03%$689.51K
Ralph Lauren Corp.0.03%$678.69K
McCormick & Company, Incorporated0.03%$659.60K
Host Hotels & Resorts Inc0.03%$649.68K
Pinnacle West Capital Corp.0.03%$650.24K
The Clorox Company0.03%$642.30K
Best Buy Co Inc.0.03%$638.08K
Allegion PLC0.03%$634.63K
Hasbro Inc0.03%$616.92K
Regency Centers Corp.0.03%$610.27K
Align Technology Inc.0.03%$606.52K
Dominos Pizza Inc.0.03%$601.69K
Globe Life Inc0.03%$596.34K
Generac Holdings Inc.0.03%$589.70K
Masco Corporation0.02%$586.74K
Super Micro Computer Inc.0.02%$582.75K
Henry Jack & Associates Inc.0.02%$569.10K
Healthpeak Properties Inc0.02%$569.12K
Gartner Inc.0.02%$558.31K
Stanley Black & Decker, Inc.0.02%$554.27K
Fox Corporation0.02%$548.55K
Assurant Inc.0.02%$544.52K
UDR Inc0.02%$546.53K
Invesco Ltd0.02%$545.02K
Gen Digital Inc0.02%$540.52K
Solventum Corp.0.02%$530.69K
Godaddy Inc0.02%$528.34K
Revvity Inc0.02%$520.93K
Camden Property Trust0.02%$516.33K
Zebra Technologies Corporation0.02%$515.59K
News Corporation0.02%$513.46K
Dreyfus Institutional Preferred Government Plus Money Market Fund0.02%$500.03K
Universal Health Services, Inc.0.02%$498.79K
The J M Smucker Company0.02%$490.78K
AES Corp.0.02%$486.34K
The Trade Desk Inc0.02%$467.73K
Federal Realty Investment Trust0.02%$465.62K
Bio-Techne Corp0.02%$462.19K
Baxter International, Inc.0.02%$461.45K
Wynn Resorts Limited0.02%$446.31K
Builders Firstsource, Inc.0.02%$444.99K
The Mosaic Company0.02%$435.67K
Charles River Laboratories International, Inc.0.02%$419.35K
Norwegian Cruise Line Holdings Ltd0.02%$403.27K
Franklin Resources Inc.0.02%$392.66K
EPAM Systems Inc.0.02%$388.46K
Fox Corporation0.02%$385.40K
Skyworks Solutions, Inc.0.02%$386.47K
FactSet Research Systems Inc.0.02%$380.82K
Henry Schein, Inc.0.02%$380.66K
BXP Inc0.02%$378.66K
Smith(Ao)Corp0.02%$374.67K
MGM Resorts International0.02%$371.25K
Molson Coors Beverage Company0.02%$363.90K
Alexandria Real Estate Equities, Inc.0.02%$356.78K
Conagra Brands Inc0.02%$356.17K
Pool Corporation0.01%$327.98K
Erie Indemnity Co0.01%$323.69K
Hormel Foods Corp0.01%$325.28K

C000005028 overview: performance, fees, allocation and SEC filings